Broker-dealer Data Center


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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps
1Advisor Group
2Allstate Financial Services LLC
3American Portfolios Financial Services Inc.805
4Ameriprise Financial Services Inc.7,589
5Ameritas Investment Corp.1,192
6Ausdal Financial Partners
7AXA Advisors4,854
8BCG Securities, Inc.
9Bernardi Securities Inc.
10Berthel Fisher & Co. Financial Services Inc.323
11Broker Dealer Financial Services Corp.250
12Cadaret, Grant & Co. Inc.913
13Calton & Associates Inc.
14Cambridge Investment Research Inc.3,374
15Cantella & Co. Inc.
16Capital Analysts Inc.
17Capital Investment Co.
18Centaurus Financial Inc.632
19Century Securities Associates Inc.152
20Cetera Advisor Networks2,948
21Cetera Advisors1,310
22Cetera Financial Institutions1,879
23Cetera Financial Specialists1,385
24CFD Investments Inc.211
25Commonwealth Financial Network1,965
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139 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.