Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps
1Advisor Group14,513
2Alden Investment Group65
3Allstate Financial Services LLC
4American Portfolios Financial Services Inc.829
5Ameriprise Financial Services, LLC7,805
6Ameritas Investment Company/Ameritas Advisory Services1,055
7Arete Wealth132
8Arkadios Capital90
9Atria Wealth Solutions2,249
10Ausdal Financial Partners
11Avantax Investment Services, Inc.3,825
12BCG Securities, Inc.
13Bernardi Securities Inc.
14Berthel Fisher & Co. Financial Services Inc.223
15Bolton Global Capital
16Broker Dealer Financial Services Corp.
17Cadaret, Grant & Co. Inc.
18Calton & Associates Inc.418
19Cambridge Investment Research, Inc.4,529
20Cantella & Co. Inc. 221
21Capital Analysts Inc.
22Capital Investment Co.
23Centaurus Financial, Inc.655
24Century Securities Associates Inc.
25Cetera Advisor Networks
26Cetera Advisors
27Cetera Financial Institutions
28Cetera Financial Specialists
29CFD Investments Inc.150
30CoastalOne
31Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,476
32Concourse Financial Group Securities, Inc.865
33Coordinated Capital Securities Inc.60
34Correll Co. Investment Services Corp.
35Crown Capital Securities L.P.341
36CUNA Brokerage Services Inc.
37Cutter & Company, Inc.48
38D.A. Davidson & Co.
39David A. Noyes & Company
40Edward Jones
41Equitable Advisors, LLC4,530
42Equity Services Inc. 506
43Finance 500 Inc.
44Financial Services International Corp.
45Financial Telesis Inc.
46First Allied Securities, Inc.
47First Republic Securities Co.
48Foothill Securities Inc.
49Foresters Equity Services Inc.
50Fortune Financial Services, Inc.375
51Founders Financial80
52FSC Securities Corp.799
53GBS Financial Corp.
54Geneos Wealth Management Inc.243
55Grove Point Financial, LLC422
56Harbor Financial Services LLC
57Harbour Investments Inc.272
58Hilltop Securities Independent Network Inc.
59Hornor, Townsend & Kent, LLC833
60Independent Financial Group, LLC615
61Infinity Financial Services
62ING Advisor Network Inc.
63INVEST Financial Corp.
64Investacorp Inc.
65The Investment Center Inc.291
66Investment Centers of America Inc.
67J.W. Cole Financial Inc.550
68Kalos Capital Inc.
69Kestra Financial, Inc1,736
70KMS Financial Services, Inc.
71Kovack Securities, Inc.400
72LaSalle St. Securities LLC310
73Leonard & Co.
74LifeMark Securities Corp.
75Lincoln Financial Network10,620
76Lincoln Investment Planning, LLC1,040
77LPL Financial LLC17,287
78M Holdings Securities Inc. (M Securities)747
79MetLife Inc.
80MML Investors Services, LLC6,950
81National Planning Corporation (NPC)
82National Securities Corp.
83Nations Financial Group
84Nationwide Planning Associates, Inc.123
85New England Securities Inc.
86NEXT Financial Group, Inc.
87Northwestern Mutual 8,639
88The O.N. Equity Sales Co.735
89Packerland Brokerage Services Inc.257
90Park Avenue Securities LLC1,922
91Parkland Securities, LLC335
92PlanMember Securities Corp.479
93Principal Securities, Inc. 1,747
94Prospera Financial Services Inc.129
95Protected Investors of America Inc.
96Quest Capital Strategies Inc.
97Questar Capital Corp.
98Quincy Cass Associates Inc.5
99Raymond James Financial Services Inc.6,640
100Royal Alliance Associates Inc.4,815
101SA Stone
102SagePoint Financial Inc.1,461
103SCF Securities Inc.
104Schwab Independent Branch Services (Franchise)
105Securian Financial Services Inc.1,077
106Securities America Inc.3,233
107Securities Management and Research146
108Securities Service Network LLC
109Sigma Financial Corp.618
110Signator Investors Inc.
111SII Investments Inc.
112Spire Investment Partners LLC
113St. Bernard Financial Services Inc.113
114The Strategic Financial Alliance Inc.134
115Summit Brokerage Services, Inc.
116Synergy Investment Group
117TFS Securities Inc.
118The Leaders Group1,076
119Thurston Springer Miller Herd & Titak68
120Tower Square Securities Inc.
121Transamerica Financial Advisors, Inc.3,108
122Triad Advisors, LLC862
123TriCor Financial LLC
124Trustmont Financial Group Inc.88
125Trutoro34
126United Planners Financial Services538
127Vanderbilt Financial Group181
128vFinance Investments Inc.
129Voya Financial Advisors Inc.
130Waddell & Reed Financial Advisors1,333
131Wall Street Access
132Walnut Street Securities Inc.
133Wells Fargo Advisors Financial Network
134Williams Financial Group
135Woodbury Financial Services2,498
136World Capital Brokerage, Inc.
137WRP Investments Inc.
138Wunderlich Securities Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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