Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▼
51PlanMember Securities Corp.479
52United Planners Financial Services471
53J.W. Cole Financial Inc.471
54Equity Services Inc. 464
55Parkland Securities, LLC453
56Securities Service Network LLC439
57Kovack Securities, Inc.415
58KMS Financial Services, Inc.408
59Investment Centers of America Inc.404
60D.A. Davidson & Co.400
61CUNA Brokerage Services Inc.379
62Quest Capital Strategies Inc. 375
63Crown Capital Securities L.P.345
64Berthel Fisher & Co. Financial Services Inc.324
65LaSalle St. Securities LLC305
66Calton & Associates Inc.305
67The Investment Center Inc.275
68Geneos Wealth Management Inc.274
69Fortune Financial Services, Inc.258
70Broker Dealer Financial Services Corp.238
71Harbour Investments Inc.237
72Packerland Brokerage Services Inc.235
73TFS Securities Inc.233
74CFD Investments Inc.228
75Securities Management and Research212
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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