Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▼
51United Planners Financial Services536
52Summit Brokerage Services, Inc.528
53PlanMember Securities Corp.490
54Equity Services Inc. 480
55J.W. Cole Financial Inc.475
56Parkland Securities, LLC471
57Securities Service Network LLC431
58Kovack Securities, Inc.405
59CUNA Brokerage Services Inc.402
60KMS Financial Services, Inc.401
61Investment Centers of America Inc.401
62Crown Capital Securities L.P.357
63Calton & Associates Inc.320
64Quest Capital Strategies Inc. 317
65LaSalle St. Securities LLC315
66Berthel Fisher & Co. Financial Services Inc.307
67Fortune Financial Services, Inc.294
68Geneos Wealth Management Inc.256
69The Investment Center Inc.254
70Harbour Investments Inc.251
71Broker Dealer Financial Services Corp.250
72CFD Investments Inc.219
73Securities Management and Research214
74Capital Investment Co.185
75The Strategic Financial Alliance Inc.175
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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