Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▼
1Edward Jones14,500
2LPL Financial LLC14,377
3Lincoln Financial Network8,885
4Ameriprise Financial Services, LLC7,668
5Raymond James Financial Services Inc.5,217
6Northwestern Mutual 5,037
7Equitable Advisors, LLC4,765
8Avantax Investment Services, Inc.4,597
9MML Investors Services, LLC4,436
10Cambridge Investment Research, Inc.3,738
11Transamerica Financial Advisors, Inc.3,302
12Royal Alliance Associates Inc.2,782
13Cetera Advisor Networks2,693
14SagePoint Financial Inc.2,323
15Securities America Inc.2,209
16Signator Investors Inc.2,152
17Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,092
18Voya Financial Advisors Inc.1,990
19Principal Securities, Inc. 1,959
20Waddell & Reed Financial Advisors1,906
21Cetera Financial Institutions1,805
22FSC Securities Corp.1,743
23Woodbury Financial Services1,739
24Kestra Financial, Inc1,712
25Cetera Advisors1,525
26Wells Fargo Advisors Financial Network1,404
27Ameritas Investment Company/Ameritas Advisory Services1,363
28National Planning Corporation (NPC) 1,326
29INVEST Financial Corp.1,278
30Cetera Financial Specialists1,278
31Securian Financial Services Inc.1,214
32Lincoln Investment Planning, LLC1,126
33Concourse Financial Group Securities, Inc.1,099
34Hornor, Townsend & Kent, LLC1,014
35The O.N. Equity Sales Co.858
36M Holdings Securities Inc. (M Securities)856
37Cadaret, Grant & Co. Inc.830
38First Allied Securities, Inc.814
39American Portfolios Financial Services Inc.811
40Triad Advisors, LLC805
41Questar Capital Corp.651
42SA Stone650
43Sigma Financial Corp.649
44The Leaders Group649
45Centaurus Financial, Inc.635
46NEXT Financial Group, Inc.619
47Grove Point Financial, LLC596
48Independent Financial Group, LLC588
49SII Investments Inc.556
50Investacorp Inc.546
51United Planners Financial Services536
52Summit Brokerage Services, Inc.528
53PlanMember Securities Corp.490
54Equity Services Inc. 480
55J.W. Cole Financial Inc.475
56Parkland Securities, LLC471
57Securities Service Network LLC431
58Kovack Securities, Inc.405
59CUNA Brokerage Services Inc.402
60KMS Financial Services, Inc.401
61Investment Centers of America Inc.401
62Crown Capital Securities L.P.357
63Calton & Associates Inc.320
64Quest Capital Strategies Inc. 317
65LaSalle St. Securities LLC315
66Berthel Fisher & Co. Financial Services Inc.307
67Fortune Financial Services, Inc.294
68Geneos Wealth Management Inc.256
69The Investment Center Inc.254
70Harbour Investments Inc.251
71Broker Dealer Financial Services Corp.250
72CFD Investments Inc.219
73Securities Management and Research214
74Capital Investment Co.185
75The Strategic Financial Alliance Inc.175
76Cantella & Co. Inc. 165
77SCF Securities Inc.148
78Kalos Capital Inc.140
79Prospera Financial Services Inc.135
80Century Securities Associates Inc.129
81Trustmont Financial Group Inc.111
82Arete Wealth106
83Nationwide Planning Associates, Inc.101
84Spire Investment Partners LLC95
85David A. Noyes & Company86
86Bolton Global Capital75
87Founders Financial75
88World Capital Brokerage, Inc.71
89St. Bernard Financial Services Inc.61
90Wunderlich Securities Inc.50
91Infinity Financial Services 50
92Cutter & Company, Inc.45
93Trutoro14
94Correll Co. Investment Services Corp.9
95Nations Financial Group
96Protected Investors of America Inc.
97ING Advisor Network Inc.
98WRP Investments Inc.
99GBS Financial Corp.
100Park Avenue Securities LLC
101LifeMark Securities Corp.
102Hilltop Securities Independent Network Inc.
103Synergy Investment Group
104Leonard & Co.
105MetLife Inc.
106New England Securities Inc.
107Tower Square Securities Inc.
108Walnut Street Securities Inc.
109Coordinated Capital Securities Inc.
110Foothill Securities Inc.
111National Securities Corp.
112vFinance Investments Inc.
113Wall Street Access
114TFS Securities Inc.
115Capital Analysts Inc.
116Financial Telesis Inc.
117First Republic Securities Co.
118Financial Services International Corp.
119Quincy Cass Associates Inc.
120Packerland Brokerage Services Inc.
121D.A. Davidson & Co.
122Williams Financial Group
123Finance 500 Inc.
124Foresters Equity Services Inc.
125Ausdal Financial Partners
126Harbor Financial Services LLC
127TriCor Financial LLC
128Bernardi Securities Inc.
129Allstate Financial Services LLC
130Schwab Independent Branch Services (Franchise)
131BCG Securities, Inc.
132Thurston Springer Miller Herd & Titak
133Alden Investment Group
134Arkadios Capital
135Vanderbilt Financial Group
136Advisor Group
137Atria Wealth Solutions
138CoastalOne

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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