Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▼
51J.W. Cole Financial Inc.480
52PlanMember Securities Corp.454
53KMS Financial Services, Inc.448
54CUNA Brokerage Services Inc.428
55Securities Service Network LLC423
56Kovack Securities, Inc.415
57Parkland Securities, LLC411
58Crown Capital Securities L.P.371
59LaSalle St. Securities LLC325
60Calton & Associates Inc.313
61Fortune Financial Services, Inc.304
62Quest Capital Strategies Inc. 302
63Geneos Wealth Management Inc.285
64Berthel Fisher & Co. Financial Services Inc.280
65The Investment Center Inc.274
66Harbour Investments Inc.255
67Packerland Brokerage Services Inc.250
68CFD Investments Inc.200
69Capital Investment Co.185
70The Strategic Financial Alliance Inc.178
71Securities Management and Research174
72SCF Securities Inc.173
73Kalos Capital Inc.151
74Prospera Financial Services Inc.135
75Nationwide Planning Associates, Inc.114
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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