Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
1LPL Financial LLC$509,439,452,888
2Raymond James Financial Services Inc.$242,886,000,000
3AXA Advisors LLC$119,818,000,000
4Commonwealth Financial Network$114,420,000,000
5Wells Fargo Advisors Financial Network$95,900,000,000
6Cambridge Investment Research Inc.$78,508,000,000
7Kestra Financial, Inc$75,604,901,006
8Cetera Advisor Networks$73,268,338,725
9MML Investors Services, LLC$73,100,000,000
10Securities America Inc.$66,000,000,000
11Royal Alliance Associates Inc.$60,798,064,568
12Signator Investors Inc.$53,128,582,641
13Waddell & Reed Financial Advisors$51,728,127,516
14Voya Financial Advisors Inc.$45,424,358,916
15National Planning Corporation (NPC) $44,664,613,000
16SagePoint Financial Inc.$39,072,712,432
17HD Vest Investment Services$38,664,000,000
18Cetera Advisors$37,238,207,943
19FSC Securities Corp.$35,732,589,766
20INVEST Financial Corp.$35,190,316,000
21Principal Securities, Inc. (fka Princor Financial Services Corp.)$34,544,887,802
22M Holdings Securities Inc. (M Securities)$34,042,891,000
23Cetera Financial Institutions$33,447,194,810
24Woodbury Financial Services$31,692,005,811
25Securian Financial Services Inc.$30,876,810,258
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135 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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