Broker-dealer Data Center

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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▲
140INVEST Financial Corp.0
139Ameriprise Financial Services Inc.0
138Kalos Capital Inc.0
137National Planning Corporation (NPC) 0
136Securities Management and Research$446,000,000
135Crown Capital Securities L.P.$1,028,607,100
134Fortune Financial Services, Inc.$1,301,775,296
133Trustmont Financial Group Inc.$1,778,400,000
132Founders Financial Securities, LLC$2,000,000,000
131ProEquities Inc.$2,558,751,028
130CFD Investments Inc.$2,644,237,517
129Sigma Financial Corp.$3,075,883,868
128Centaurus Financial Inc.$3,113,921,528
127Broker Dealer Financial Services Corp.$3,134,954,419
126The Strategic Financial Alliance Inc.$4,045,000,000
125J.P. Turner & Company LLC$4,606,000,000
124Parkland Securities, LLC$5,417,245,284
123SWS Financial Services$5,985,418,124
122Kovack Securities Inc.$6,021,330,777
121The Legend Group Corp.$6,270,702,000
120The Investment Center Inc.$6,300,000,000
119Prospera Financial Services Inc.$6,629,467,666
118Harbour Investments Inc.$6,793,500,000
117PlanMember Securities Corp.$6,859,172,699
116LaSalle St. Securities LLC$7,100,000,000
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140 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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