Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▲
135Kalos Capital Inc.0
134Centaurus Financial Inc.0
133Capital Investment Co.0
132Ameriprise Financial Services Inc.0
131Spire Investment Partners LLC0
130Veritas Independent Partners$55,180,000
129St. Bernard Financial Services Inc.$195,000,000
128IMS Securities Inc./IMS Financial Advisors Inc.$288,818,469
127Infinity Financial Services $375,587,074
126LaSalle St. Securities LLC$805,000,000
125Arete Wealth Management$808,323,356
124Crown Capital Securities L.P.$1,140,627,953
123Fortune Financial Services, Inc.$1,687,392,817
122Nationwide Planning Associates, Inc.$1,754,112,282
121Trustmont Financial Group Inc.$1,896,300,000
120Founders Financial Securities, LLC$2,337,499,805
119ProEquities Inc.$2,860,761,315
118CFD Investments Inc.$4,287,805,342
117The Strategic Financial Alliance Inc.$4,352,400,000
116The Investment Center Inc.$6,100,000,000
115Parkland Securities, LLC$6,411,117,590
114Prospera Financial Services Inc.$6,482,744,348
113Harbour Investments Inc.$7,256,000,000
112Girard Securities Inc.$8,032,000,000
111Kovack Securities, Inc.$8,264,950,000
Next Page »

135 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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