Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▲
88Cambridge Investment Research, Inc.$137,208,235,205
87Royal Alliance Associates Inc.$137,668,487,676
86Securities America Inc.$145,575,000,000
85Equitable Advisors, LLC$170,102,415,000
84Northwestern Mutual $226,961,962,956
83MML Investors Services, LLC$231,200,000,000
82Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$232,460,000,000
81Raymond James Financial Services Inc.$379,403,000,000
80Advisor Group$490,198,640,124
79LPL Financial LLC$903,078,011,096
78Finance 500 Inc.
77Foresters Equity Services Inc.
76CUNA Brokerage Services Inc.
75Ausdal Financial Partners
74SCF Securities Inc.
73Harbor Financial Services LLC
72TriCor Financial LLC
71Kalos Capital Inc.
70Calton & Associates Inc.
69Bernardi Securities Inc.
68Allstate Financial Services LLC
67Securities Management and Research
66World Capital Brokerage, Inc.
65Infinity Financial Services
64Schwab Independent Branch Services (Franchise)
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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