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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▲
138Ameriprise Financial Services, LLC0
137Transamerica Financial Advisors, Inc.0
136Cutter & Company, Inc.0
135Trutoro$221,710,106
134Alden Investment Group$550,000,000
133St. Bernard Financial Services Inc.$705,000,000
132Packerland Brokerage Services Inc.$1,421,256,541
131Arete Wealth$1,488,069,965
130The Leaders Group$1,977,820,114
129Trustmont Financial Group Inc.$2,084,200,000
128Thurston Springer Miller Herd & Titak$2,529,874,326
127Fortune Financial Services, Inc.$2,842,409,849
126Nationwide Planning Associates, Inc.$2,844,961,177
125Arkadios Capital$3,000,432,208
124Founders Financial$3,347,297,178
123CFD Investments Inc.$3,871,307,878
122Concourse Financial Group Securities, Inc.$4,458,541,253
121Vanderbilt Financial Group$4,487,209,786
120The Strategic Financial Alliance Inc.$4,500,000,000
119M Holdings Securities Inc. (M Securities)$6,037,994,892
118Parkland Securities, LLC$8,470,000,000
117Prospera Financial Services Inc.$8,800,000,000
116The Investment Center Inc.$10,098,302,007
115Equity Services Inc. $11,500,000,000
114LaSalle St. Securities LLC$11,500,000,000
113Harbour Investments Inc.$12,052,000,000
112The O.N. Equity Sales Co.$12,661,183,154
111Kovack Securities, Inc.$13,450,300,000
110PlanMember Securities Corp.$14,000,000,000
109Geneos Wealth Management Inc.$17,411,976,398
108Grove Point Financial, LLC$18,754,304,047
107Hornor, Townsend & Kent, LLC$19,342,109,600
106United Planners Financial Services$19,390,000,000
105Sigma Financial Corp.$21,400,000,000
104J.W. Cole Financial Inc.$24,800,541,000
103Centaurus Financial, Inc.$25,115,149,980
102Ameritas Investment Company/Ameritas Advisory Services$27,200,000,000
101Independent Financial Group, LLC$31,636,000,000
100American Portfolios Financial Services Inc.$34,517,455,729
99FSC Securities Corp.$36,684,546,348
98Triad Advisors, LLC$37,118,812,683
97Park Avenue Securities LLC$38,780,984,000
96Securian Financial Services Inc.$43,476,773,245
95Lincoln Investment Planning, LLC$46,110,500,000
94SagePoint Financial Inc.$57,454,555,954
93Waddell & Reed Financial Advisors$69,704,555,130
92Principal Securities, Inc. $74,732,023,429
91Woodbury Financial Services$75,697,237,463
90Atria Wealth Solutions$89,758,435,205
89Kestra Financial, Inc$95,686,124,447
88Cambridge Investment Research, Inc.$137,208,235,205
87Royal Alliance Associates Inc.$137,668,487,676
86Securities America Inc.$145,575,000,000
85Equitable Advisors, LLC$170,102,415,000
84Northwestern Mutual $226,961,962,956
83MML Investors Services, LLC$231,200,000,000
82Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$232,460,000,000
81Raymond James Financial Services Inc.$379,403,000,000
80Advisor Group$490,198,640,124
79LPL Financial LLC$903,078,011,096
78Finance 500 Inc.
77Foresters Equity Services Inc.
76CUNA Brokerage Services Inc.
75Ausdal Financial Partners
74SCF Securities Inc.
73Harbor Financial Services LLC
72TriCor Financial LLC
71Kalos Capital Inc.
70Calton & Associates Inc.
69Bernardi Securities Inc.
68Allstate Financial Services LLC
67Securities Management and Research
66World Capital Brokerage, Inc.
65Infinity Financial Services
64Schwab Independent Branch Services (Franchise)
63Edward Jones
62David A. Noyes & Company
61CoastalOne
60Nations Financial Group
59BCG Securities, Inc.
58Berthel Fisher & Co. Financial Services Inc.
57Broker Dealer Financial Services Corp.
56Cadaret, Grant & Co. Inc.
55Capital Analysts Inc.
54Century Securities Associates Inc.
53Coordinated Capital Securities Inc.
52Correll Co. Investment Services Corp.
51Crown Capital Securities L.P.
50First Allied Securities, Inc.
49GBS Financial Corp.
48Avantax Investment Services, Inc.
47ING Advisor Network Inc.
46Cetera Advisor Networks
45Voya Financial Advisors Inc.
44Cetera Advisors
43Investacorp Inc.
42INVEST Financial Corp.
41Investment Centers of America Inc.
40National Planning Corporation (NPC)
39SII Investments Inc.
38NEXT Financial Group, Inc.
37Protected Investors of America Inc.
36Securities Service Network LLC
35Signator Investors Inc.
34Cetera Financial Specialists
33Questar Capital Corp.
32Wells Fargo Advisors Financial Network
31WRP Investments Inc.
30Wunderlich Securities Inc.
29Lincoln Financial Network
28LifeMark Securities Corp.
27Bolton Global Capital
26Hilltop Securities Independent Network Inc.
25Summit Brokerage Services, Inc.
24Synergy Investment Group
23Leonard & Co.
22MetLife Inc.
21New England Securities Inc.
20Tower Square Securities Inc.
19Walnut Street Securities Inc.
18Foothill Securities Inc.
17Quest Capital Strategies Inc.
16Spire Investment Partners LLC
15Capital Investment Co.
14National Securities Corp.
13vFinance Investments Inc.
12Wall Street Access
11Cantella & Co. Inc.
10TFS Securities Inc.
9KMS Financial Services, Inc.
8Cetera Financial Institutions
7SA Stone
6Financial Telesis Inc.
5First Republic Securities Co.
4Financial Services International Corp.
3Quincy Cass Associates Inc.
2D.A. Davidson & Co.
1Williams Financial Group

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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