Broker-dealer Data Center
All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|2||Allstate Financial Services LLC||—|
|3||American Portfolios Financial Services Inc.||$21,738,093,622|
|4||Ameriprise Financial Services Inc.||0|
|5||Ameritas Investment Corp.||$15,700,000,000|
|6||Arete Wealth Management||$808,323,356|
|7||Ausdal Financial Partners||—|
|8||AXA Advisors LLC||$119,818,000,000|
|9||BCG Securities, Inc.||—|
|10||Bernardi Securities Inc.||—|
|11||Berthel Fisher & Co. Financial Services Inc.||—|
|12||Bolton Global Capital||—|
|13||Broker Dealer Financial Services Corp.||—|
|14||Cadaret, Grant & Co. Inc.||$23,777,328,905|
|15||Calton & Associates Inc.||—|
|16||Cambridge Investment Research Inc.||$78,508,000,000|
|17||Cantella & Co. Inc.||—|
|18||Capital Analysts Inc.||—|
|19||Capital Investment Co.||0|
|20||Centaurus Financial Inc.||0|
|21||Century Securities Associates Inc.||—|
|22||Cetera Advisor Networks||$73,268,338,725|
|24||Cetera Financial Institutions||$33,447,194,810|
|25||Cetera Financial Specialists||$19,809,994,170|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.
For comments or suggestions about the BD Data Center, please contact us.
Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.
What are the biggest challenges facing financial advisers today? Pershing Lisa Dolly explains some of the hurdles, and how great advisers are overcoming them.
Latest news & opinion
Former CFO claims everything he did was 'appropriate' and 'correct.'
College students are helping with client prep, firm visioning and long-term projects, among other duties.
Even well-managed funds that have beaten the S&P 500’s 10.1% average annual gain have watched investors flee.
At one time, major brokerage houses ran large, expensive training programs for thousands of young brokers, and now it looks as if they are about to return to that model.
Matching defined contribution plan expected to see more money, more need for sound advice.