Broker-dealer Data Center

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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets
76LPL Financial LLC$475,145,891,555
77LPL Investment Holdings Inc.
78M Holdings Securities Inc. (M Securities)$33,944,166,974
79MetLife Inc.
80MML Investors Services, LLC$70,677,555,001
81MSI Financial Services, Inc.
82National Holdings Corp.
83National Planning Corporation (NPC) $11,280,943,000
84National Planning Holdings Inc.
85National Securities Corp. & Affiliates$10,988,206,929
86Nationwide Planning Associates, Inc.$1,576,499,377
87New England Securities Inc.
88NEXT Financial Group Inc.$15,455,269,921
89Northwestern Mutual$111,704,644,783
90The O.N. Equity Sales Co.$8,323,090,241
91Packerland Brokerage Services Inc.
92Park Avenue Securities LLC
93Parkland Securities, LLC$5,700,000,000
94PlanMember Securities Corp.$7,256,960,372
95Principal Securities, Inc. (fka Princor Financial Services Corp.)$8,919,544,570
96ProEquities Inc.$2,715,664,856
97Prospera Financial Services Inc.$5,773,766,267
98Protected Investors of America Inc.
99Quest Capital Strategies Inc. 0
100Questar Capital Corp.$11,928,125,200
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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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