Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
76Ameriprise Financial Services, LLC0
77Kalos Capital Inc.0
78Transamerica Financial Advisors, Inc.0
79Spire Investment Partners LLC0
80Trutoro0
81Capital Investment Co.0
82Equity Services Inc. 0
83SCF Securities Inc.
84Harbor Financial Services LLC
85TriCor Financial LLC
86Calton & Associates Inc.
87Bernardi Securities Inc.
88Allstate Financial Services LLC
89World Capital Brokerage, Inc.
90Schwab Independent Branch Services (Franchise)
91Edward Jones
92David A. Noyes & Company
93The Leaders Group
94Thurston Springer Miller Herd & Titak
95Alden Investment Group
96Arkadios Capital
97Vanderbilt Financial Group
98Advisor Group
99Atria Wealth Solutions
100CoastalOne
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.