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Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
1LPL Financial LLC$475,145,891,555
2Raymond James Financial Services Inc.$208,461,000,000
3Northwestern Mutual $111,704,644,783
4Equitable Advisors, LLC$110,671,000,000
5Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$101,400,000,000
6Wells Fargo Advisors Financial Network$87,450,000,000
7Cetera Advisor Networks$70,926,910,695
8MML Investors Services, LLC$70,677,555,001
9Kestra Financial, Inc$70,371,925,699
10Cambridge Investment Research, Inc.$69,560,000,000
11Securities America Inc.$57,800,000,000
12Royal Alliance Associates Inc.$57,020,800,000
13Waddell & Reed Financial Advisors$51,046,929,728
14National Planning Corporation (NPC) $43,336,455,000
15Voya Financial Advisors Inc.$42,400,208,111
16Avantax Investment Services, Inc.$36,573,766,260
17SagePoint Financial Inc.$36,165,300,000
18FSC Securities Corp.$34,626,600,000
19M Holdings Securities Inc. (M Securities)$33,944,166,974
20INVEST Financial Corp.$33,177,290,000
21Cetera Financial Institutions$33,064,990,691
22Principal Securities, Inc. $32,518,384,884
23Signator Investors Inc.$31,018,606,382
24Cetera Advisors$29,638,133,255
25Woodbury Financial Services$29,636,300,000
26Securian Financial Services Inc.$28,781,338,504
27First Allied Securities, Inc.$28,113,000,000
28Triad Advisors, LLC$23,770,000,000
29Lincoln Investment Planning, LLC$23,716,000,000
30Cadaret, Grant & Co. Inc.$22,914,803,684
31Lincoln Financial Network$22,339,163,980
32American Portfolios Financial Services Inc.$20,445,604,605
33SII Investments Inc.$19,979,659,000
34Cetera Financial Specialists$18,603,283,978
35Ameritas Investment Company/Ameritas Advisory Services$16,500,000,000
36CUNA Brokerage Services Inc.$16,191,487,984
37NEXT Financial Group, Inc.$15,455,269,921
38Independent Financial Group, LLC$15,439,700,000
39KMS Financial Services, Inc.$14,750,000,000
40Investment Centers of America Inc.$14,612,044,000
41Hornor, Townsend & Kent, LLC$13,700,000,000
42Securities Service Network LLC$13,475,626,642
43Investacorp Inc.$12,800,000,000
44Summit Brokerage Services, Inc.$12,200,000,000
45Questar Capital Corp.$11,928,125,200
46Geneos Wealth Management Inc.$11,236,000,000
47National Securities Corp.$10,988,206,929
48Sigma Financial Corp.$10,800,000,000
49J.W. Cole Financial Inc.$10,742,487,250
50United Planners Financial Services$10,210,523,614
51The O.N. Equity Sales Co.$8,323,090,241
52Kovack Securities, Inc.$7,619,151,200
53PlanMember Securities Corp.$7,256,960,372
54Harbour Investments Inc.$6,845,000,000
55The Investment Center Inc.$6,100,000,000
56Prospera Financial Services Inc.$5,773,766,267
57Parkland Securities, LLC$5,700,000,000
58The Strategic Financial Alliance Inc.$4,026,202,000
59TFS Securities Inc.$4,000,000,000
60CFD Investments Inc.$3,680,339,255
61Centaurus Financial, Inc.$3,108,351,042
62Broker Dealer Financial Services Corp.$2,885,497,317
63Concourse Financial Group Securities, Inc.$2,715,664,856
64Founders Financial$2,095,000,000
65Trustmont Financial Group Inc.$1,815,100,000
66Nationwide Planning Associates, Inc.$1,576,499,377
67Fortune Financial Services, Inc.$1,366,192,312
68Crown Capital Securities L.P.$1,118,748,322
69LaSalle St. Securities LLC$750,000,000
70Arete Wealth$691,382,202
71Securities Management and Research$391,000,000
72Infinity Financial Services $245,615,579
73St. Bernard Financial Services Inc.$180,700,000
74Grove Point Financial, LLC0
75Quest Capital Strategies Inc. 0
76Ameriprise Financial Services, LLC0
77Kalos Capital Inc.0
78Transamerica Financial Advisors, Inc.0
79Spire Investment Partners LLC0
80Trutoro0
81Capital Investment Co.0
82Equity Services Inc. 0
83SCF Securities Inc.
84Harbor Financial Services LLC
85TriCor Financial LLC
86Calton & Associates Inc.
87Bernardi Securities Inc.
88Allstate Financial Services LLC
89World Capital Brokerage, Inc.
90Schwab Independent Branch Services (Franchise)
91Edward Jones
92David A. Noyes & Company
93The Leaders Group
94Thurston Springer Miller Herd & Titak
95Alden Investment Group
96Arkadios Capital
97Vanderbilt Financial Group
98Advisor Group
99Atria Wealth Solutions
100CoastalOne
101Protected Investors of America Inc.
102Nations Financial Group
103WRP Investments Inc.
104Wunderlich Securities Inc.
105ING Advisor Network Inc.
106Park Avenue Securities LLC
107LifeMark Securities Corp.
108Bolton Global Capital
109Hilltop Securities Independent Network Inc.
110GBS Financial Corp.
111Cutter & Company, Inc.
112Synergy Investment Group
113Leonard & Co.
114MetLife Inc.
115New England Securities Inc.
116Tower Square Securities Inc.
117Walnut Street Securities Inc.
118Correll Co. Investment Services Corp.
119Foothill Securities Inc.
120Coordinated Capital Securities Inc.
121vFinance Investments Inc.
122Wall Street Access
123Cantella & Co. Inc.
124Century Securities Associates Inc.
125Capital Analysts Inc.
126SA Stone
127Financial Telesis Inc.
128First Republic Securities Co.
129Financial Services International Corp.
130Quincy Cass Associates Inc.
131Packerland Brokerage Services Inc.
132D.A. Davidson & Co.
133Williams Financial Group
134Finance 500 Inc.
135Foresters Equity Services Inc.
136Berthel Fisher & Co. Financial Services Inc.
137Ausdal Financial Partners
138BCG Securities, Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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