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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
1LPL Financial LLC$509,439,452,888
2Raymond James Financial Services Inc.$242,885,545,531
3Equitable Advisors, LLC$119,818,000,000
4Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$114,420,000,000
5Northwestern Mutual $100,490,000,000
6Wells Fargo Advisors Financial Network$95,900,000,000
7Cetera Advisor Networks$81,300,338,725
8Cambridge Investment Research, Inc.$78,508,000,000
9Kestra Financial, Inc$75,604,901,006
10MML Investors Services, LLC$73,100,000,000
11Securities America Inc.$66,000,000,000
12Royal Alliance Associates Inc.$60,798,064,568
13Signator Investors Inc.$53,128,582,641
14Waddell & Reed Financial Advisors$51,728,127,516
15Voya Financial Advisors Inc.$45,424,358,916
16National Planning Corporation (NPC) $44,664,613,000
17SagePoint Financial Inc.$39,072,712,432
18Avantax Investment Services, Inc.$38,664,000,000
19Cetera Advisors$37,238,207,943
20FSC Securities Corp.$35,732,589,766
21INVEST Financial Corp.$35,190,316,000
22Principal Securities, Inc. $34,544,887,802
23M Holdings Securities Inc. (M Securities)$34,042,891,000
24Cetera Financial Institutions$33,447,194,810
25Woodbury Financial Services$31,692,005,811
26Securian Financial Services Inc.$30,876,810,258
27First Allied Securities, Inc.$28,366,634,000
28Triad Advisors, LLC$25,771,171,228
29Lincoln Investment Planning, LLC$25,692,000,000
30Lincoln Financial Network$24,270,000,000
31American Portfolios Financial Services Inc.$21,738,093,622
32Cadaret, Grant & Co. Inc.$21,108,051,625
33SII Investments Inc.$20,601,654,000
34Cetera Financial Specialists$19,809,994,170
35Ameritas Investment Company/Ameritas Advisory Services$18,300,000,000
36CUNA Brokerage Services Inc.$18,188,000,000
37Summit Brokerage Services, Inc.$17,608,435,680
38Independent Financial Group, LLC$16,558,625,000
39Investment Centers of America Inc.$15,911,930,000
40KMS Financial Services, Inc.$15,290,000,000
41Hornor, Townsend & Kent, LLC$14,600,000,000
42Grove Point Financial, LLC$14,375,372,178
43NEXT Financial Group, Inc.$14,358,317,515
44Sigma Financial Corp.$13,948,972,396
45Securities Service Network LLC$13,423,667,947
46Investacorp Inc.$13,367,500,000
47J.W. Cole Financial Inc.$13,067,914,034
48United Planners Financial Services$12,907,206,327
49Questar Capital Corp.$11,663,426,200
50Geneos Wealth Management Inc.$11,421,500,000
51Transamerica Financial Advisors, Inc.$11,167,029,407
52PlanMember Securities Corp.$9,300,000,000
53The O.N. Equity Sales Co.$8,933,679,451
54Kovack Securities, Inc.$8,264,950,000
55Harbour Investments Inc.$7,256,000,000
56Prospera Financial Services Inc.$6,482,744,348
57Parkland Securities, LLC$6,411,117,590
58The Investment Center Inc.$6,100,000,000
59The Strategic Financial Alliance Inc.$4,646,400,000
60CFD Investments Inc.$4,287,805,342
61David A. Noyes & Company$3,900,000,000
62Concourse Financial Group Securities, Inc.$2,860,761,315
63Founders Financial$2,337,499,805
64SCF Securities Inc.$2,120,355,400
65Trustmont Financial Group Inc.$1,896,300,000
66Nationwide Planning Associates, Inc.$1,754,112,282
67Fortune Financial Services, Inc.$1,687,392,817
68Crown Capital Securities L.P.$1,140,627,953
69The Leaders Group$1,114,462,917
70Arete Wealth$808,323,356
71LaSalle St. Securities LLC$805,000,000
72Infinity Financial Services $375,587,074
73St. Bernard Financial Services Inc.$195,000,000
74Trutoro$55,180,000
75Quest Capital Strategies Inc. 0
76Kalos Capital Inc.0
77Ameriprise Financial Services, LLC0
78Spire Investment Partners LLC0
79Centaurus Financial, Inc.0
80Capital Investment Co.0
81First Republic Securities Co.
82Financial Services International Corp.
83Quincy Cass Associates Inc.
84Packerland Brokerage Services Inc.
85D.A. Davidson & Co.
86Williams Financial Group
87Finance 500 Inc.
88Foresters Equity Services Inc.
89Berthel Fisher & Co. Financial Services Inc.
90Ausdal Financial Partners
91BCG Securities, Inc.
92Harbor Financial Services LLC
93TriCor Financial LLC
94Calton & Associates Inc.
95Bernardi Securities Inc.
96Allstate Financial Services LLC
97Securities Management and Research
98World Capital Brokerage, Inc.
99Schwab Independent Branch Services (Franchise)
100Edward Jones
101Thurston Springer Miller Herd & Titak
102Alden Investment Group
103Arkadios Capital
104Vanderbilt Financial Group
105Advisor Group
106Atria Wealth Solutions
107CoastalOne
108Nations Financial Group
109Protected Investors of America Inc.
110WRP Investments Inc.
111Wunderlich Securities Inc.
112Park Avenue Securities LLC
113LifeMark Securities Corp.
114Bolton Global Capital
115Hilltop Securities Independent Network Inc.
116ING Advisor Network Inc.
117GBS Financial Corp.
118Synergy Investment Group
119Equity Services Inc.
120Leonard & Co.
121MetLife Inc.
122New England Securities Inc.
123Tower Square Securities Inc.
124Walnut Street Securities Inc.
125Cutter & Company, Inc.
126Foothill Securities Inc.
127National Securities Corp.
128vFinance Investments Inc.
129Wall Street Access
130Cantella & Co. Inc.
131TFS Securities Inc.
132Correll Co. Investment Services Corp.
133Coordinated Capital Securities Inc.
134Century Securities Associates Inc.
135Capital Analysts Inc.
136Broker Dealer Financial Services Corp.
137SA Stone
138Financial Telesis Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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