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Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
1LPL Financial LLC$615,135,061,884
2Raymond James Financial Services Inc.$282,941,000,000
3MML Investors Services, LLC$198,900,000,000
4Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$156,000,000,000
5Northwestern Mutual $152,248,280,000
6Equitable Advisors, LLC$136,600,420,000
7Wells Fargo Advisors Financial Network$104,735,000,000
8Cambridge Investment Research, Inc.$94,244,000,000
9Cetera Advisor Networks$90,354,186,474
10Securities America Inc.$86,850,000,000
11Kestra Financial, Inc$75,838,884,141
12Royal Alliance Associates Inc.$66,590,310,633
13Signator Investors Inc.$61,430,005,801
14Waddell & Reed Financial Advisors$56,732,721,709
15Principal Securities, Inc. $53,859,076,946
16Voya Financial Advisors Inc.$50,806,920,756
17SagePoint Financial Inc.$45,705,419,397
18Cetera Advisors$41,178,677,342
19FSC Securities Corp.$38,799,193,832
20Woodbury Financial Services$38,561,709,597
21Cetera Financial Institutions$37,731,635,643
22M Holdings Securities Inc. (M Securities)$36,500,000,000
23Lincoln Investment Planning, LLC$35,915,600,000
24Securian Financial Services Inc.$35,459,459,493
25First Allied Securities, Inc.$31,696,838,378
26Lincoln Financial Network$28,582,000,000
27Park Avenue Securities LLC$28,432,300,000
28Triad Advisors, LLC$26,154,368,247
29American Portfolios Financial Services Inc.$24,648,634,956
30Cadaret, Grant & Co. Inc.$22,791,631,929
31Cetera Financial Specialists$22,486,365,758
32CUNA Brokerage Services Inc.$21,795,734,262
33Ameritas Investment Company/Ameritas Advisory Services$21,500,000,000
34Independent Financial Group, LLC$18,727,243,900
35KMS Financial Services, Inc.$17,900,000,000
36Summit Brokerage Services, Inc.$17,682,266,761
37J.W. Cole Financial Inc.$17,377,010,500
38Sigma Financial Corp.$17,020,000,000
39Hornor, Townsend & Kent, LLC$16,250,000,000
40Grove Point Financial, LLC$15,346,718,000
41United Planners Financial Services$14,874,608,941
42Investacorp Inc.$14,847,000,000
43Securities Service Network LLC$14,070,440,311
44Questar Capital Corp.$13,273,694,700
45Geneos Wealth Management Inc.$11,772,646,375
46Kovack Securities, Inc.$10,615,000,000
47The O.N. Equity Sales Co.$10,193,197,110
48Transamerica Financial Advisors, Inc.$10,033,598,581
49PlanMember Securities Corp.$10,000,000,000
50Harbour Investments Inc.$9,481,500,000
51Parkland Securities, LLC$7,483,192,000
52Prospera Financial Services Inc.$7,056,448,234
53Equity Services Inc. $6,900,000,000
54The Investment Center Inc.$6,300,000,000
55The Strategic Financial Alliance Inc.$4,908,288,000
56CFD Investments Inc.$4,597,024,887
57David A. Noyes & Company$4,200,000,000
58Concourse Financial Group Securities, Inc.$3,511,292,657
59Centaurus Financial, Inc.$3,210,857,321
60SCF Securities Inc.$2,977,877,259
61Founders Financial$2,799,940,652
62Trustmont Financial Group Inc.$2,118,400,000
63Fortune Financial Services, Inc.$2,019,606,666
64Nationwide Planning Associates, Inc.$1,882,823,314
65The Leaders Group$1,295,218,609
66Crown Capital Securities L.P.$1,125,524,682
67Arete Wealth$1,119,570,599
68LaSalle St. Securities LLC$915,000,000
69Infinity Financial Services $517,163,004
70World Capital Brokerage, Inc.$489,000,000
71Trutoro$53,048,724
72Alden Investment Group$39,000,000
73Quest Capital Strategies Inc. 0
74Ameriprise Financial Services, LLC0
75Kalos Capital Inc.0
76Avantax Investment Services, Inc.0
77Berthel Fisher & Co. Financial Services Inc.0
78Capital Investment Co.0
79Spire Investment Partners LLC0
80Securities Management and Research0
81Packerland Brokerage Services Inc.
82D.A. Davidson & Co.
83Williams Financial Group
84Finance 500 Inc.
85Foresters Equity Services Inc.
86Ausdal Financial Partners
87BCG Securities, Inc.
88Harbor Financial Services LLC
89TriCor Financial LLC
90Calton & Associates Inc.
91St. Bernard Financial Services Inc.
92Bernardi Securities Inc.
93Allstate Financial Services LLC
94Schwab Independent Branch Services (Franchise)
95Edward Jones
96Thurston Springer Miller Herd & Titak
97Arkadios Capital
98Vanderbilt Financial Group
99Advisor Group
100Atria Wealth Solutions
101CoastalOne
102Protected Investors of America Inc.
103Nations Financial Group
104NEXT Financial Group, Inc.
105SII Investments Inc.
106National Planning Corporation (NPC)
107Investment Centers of America Inc.
108INVEST Financial Corp.
109WRP Investments Inc.
110Wunderlich Securities Inc.
111ING Advisor Network Inc.
112LifeMark Securities Corp.
113Bolton Global Capital
114Hilltop Securities Independent Network Inc.
115GBS Financial Corp.
116Synergy Investment Group
117Leonard & Co.
118MetLife Inc.
119New England Securities Inc.
120Tower Square Securities Inc.
121Walnut Street Securities Inc.
122Cutter & Company, Inc.
123Foothill Securities Inc.
124National Securities Corp.
125vFinance Investments Inc.
126Wall Street Access
127Cantella & Co. Inc.
128TFS Securities Inc.
129Correll Co. Investment Services Corp.
130Coordinated Capital Securities Inc.
131Century Securities Associates Inc.
132Capital Analysts Inc.
133Broker Dealer Financial Services Corp.
134SA Stone
135Financial Telesis Inc.
136First Republic Securities Co.
137Financial Services International Corp.
138Quincy Cass Associates Inc.

138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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