Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total payout, per year ▼
1LPL Financial LLC$2,950,296,434
2Raymond James Financial Services Inc.$1,130,596,071
3Commonwealth Financial Network$727,647,158
4Northwestern Mutual$626,090,182
5Cambridge Investment Research Inc.$591,478,813
6Wells Fargo Advisors Financial Network$546,894,211
7AXA Advisors$522,118,220
8Securities America Inc.$421,900,000
9Royal Alliance Associates Inc.$388,402,000
10National Planning Corporation (NPC) $345,025,000
11Voya Financial Advisors Inc.$341,255,636
12NFP Advisor Services$309,828,408
13Waddell & Reed Financial Advisors$271,595,249
14MML Investors Services, LLC$266,800,000
15Princor Financial Services Corp.$259,711,481
16FSC Securities Corp.$243,440,000
17Securian Financial Services Inc.$242,985,000
18SagePoint Financial Inc.$241,112,000
19INVEST Financial Corp.$232,013,000
20HD Vest Investment Services$218,379,005
21Woodbury Financial Services$209,763,000
22SII Investments Inc.$160,718,000
23Lincoln Investment Planning, LLC$156,605,000
24Triad Advisors Inc.$154,051,735
25Cadaret, Grant & Co. Inc.$148,582,809
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.