Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▼$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
1Lincoln Financial Network8,935
2MML Investors Services, LLC8,030
3Cambridge Investment Research Inc.3,834
4Securities America Inc.2,478
5Commonwealth Financial Network1,778
6Kestra Financial, Inc1,703
7Royal Alliance Associates Inc.1,393
8SagePoint Financial Inc.1,247
9FSC Securities Corp.900
10Triad Advisors LLC81037382$303,93685210
11Sigma Financial Corp.656
12J.W. Cole Financial Inc.480
13Parkland Securities, LLC411
14Crown Capital Securities L.P.360
15Calton & Associates Inc.313
16Kalos Capital Inc.151
17Arete Wealth Management112
18Spire Investment Partners LLC65
19Geneos Wealth Management Inc.
20Investacorp Inc.
21LaSalle St. Securities LLC

21 results found

    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed
  • Clearing firms listed are as of 2011. For a $historical list of clearing firms, contact the IN Data Team

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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