Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▼$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
1Lincoln Financial Network8,9350007560
2MML Investors Services, LLC7,7141,936211$82,8645540
3Cambridge Investment Research Inc.3,9561,369343$262,588754778
4Royal Alliance Associates Inc.2,876635212$239,646900
5Securities America Inc.2,506912290$225,295661674
6SagePoint Financial Inc.2,344578140$190,7322990
7Commonwealth Financial Network2,195939708$512,017854795
8Kestra Financial, Inc1,876460254$264,283237310
9FSC Securities Corp.1,710374144$228,8841980
10Triad Advisors LLC81037382$303,93685210
11Sigma Financial Corp.65622828$131,584110114
12Investacorp Inc.56515230$194,0867595
13J.W. Cole Financial Inc.48027972$257,0006567
14Parkland Securities, LLC41112614$132,85711027
15Crown Capital Securities L.P.37111613$124,3412879
16LaSalle St. Securities LLC32516530$190,0003035
17Calton & Associates Inc.313
18Geneos Wealth Management Inc.28515273$360,60255113
19Kalos Capital Inc.1519621$267,9303014
20Arete Wealth Management1123115$198,33694
21Spire Investment Partners LLC701917$468,8764031

21 results found

  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed
  • Clearing firms listed are as of 2011. For a $historical list of clearing firms, contact the IN Data Team

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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