Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▼$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
1Lincoln Financial Network10,620—————
2MML Investors Services, LLC6,9502,163459$127,320596635
3Cambridge Investment Research, Inc.4,5291,578498$308,639894832
4Avantax Investment Services, Inc.3,825—————
5Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,476897977$629,0008631,046
6Kestra Financial, Inc1,736484309$482,535267310
7The Leaders Group1,076479$122,3203387
8Ameritas Investment Company/Ameritas Advisory Services1,05518969$136,6101040
9Sigma Financial Corp.61826860$199,097126107
10J.W. Cole Financial Inc.550334113$330,5006983
11Equity Services Inc. 506150200500
12Calton & Associates Inc.418—————
13Kovack Securities, Inc.40027245$213,9437086
14Crown Capital Securities L.P.341—————
15Parkland Securities, LLC33513021$163,99212730
16LaSalle St. Securities LLC31020040$210,0003241
17Geneos Wealth Management Inc.24312471$425,9105486
18Berthel Fisher & Co. Financial Services Inc.223—————
19Cantella & Co. Inc. 221—————
20CFD Investments Inc.1504915$194,582520
21Securities Management and Research146—————
22Arkadios Capital901065$382,727230

22 results found

    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed
  • Clearing firms listed are as of 2011. For a $historical list of clearing firms, contact the IN Data Team

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