Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
22Arkadios Capital901065$382,727230
21Securities Management and Research146—————
20CFD Investments Inc.1504915$194,582520
19Cantella & Co. Inc. 221—————
18Berthel Fisher & Co. Financial Services Inc.223—————
17Geneos Wealth Management Inc.24312471$425,9105486
16LaSalle St. Securities LLC31020040$210,0003241
15Parkland Securities, LLC33513021$163,99212730
14Crown Capital Securities L.P.341—————
13Kovack Securities, Inc.40027245$213,9437086
12Calton & Associates Inc.418—————
11Equity Services Inc. 506150200500
10J.W. Cole Financial Inc.550334113$330,5006983
9Sigma Financial Corp.61826860$199,097126107
8Ameritas Investment Company/Ameritas Advisory Services1,05518969$136,6101040
7The Leaders Group1,076479$122,3203387
6Kestra Financial, Inc1,736484309$482,535267310
5Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,476897977$629,0008631,046
4Avantax Investment Services, Inc.3,825—————
3Cambridge Investment Research, Inc.4,5291,578498$308,639894832
2MML Investors Services, LLC6,9502,163459$127,320596635
1Lincoln Financial Network10,620—————

22 results found

    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed
  • Clearing firms listed are as of 2011. For a $historical list of clearing firms, contact the IN Data Team

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