Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs ▼
1Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,476897977$629,0008631,046
2Cambridge Investment Research, Inc.4,5291,578498$308,639894832
3MML Investors Services, LLC6,9502,163459$127,320596635
4Kestra Financial, Inc1,736484309$482,535267310
5Sigma Financial Corp.61826860$199,097126107
6The Leaders Group1,076479$122,3203387
7Geneos Wealth Management Inc.24312471$425,9105486
8Kovack Securities, Inc.40027245$213,9437086
9J.W. Cole Financial Inc.550334113$330,5006983
10LaSalle St. Securities LLC31020040$210,0003241
11Parkland Securities, LLC33513021$163,99212730
12Equity Services Inc. 506150200500
13CFD Investments Inc.1504915$194,582520
14Ameritas Investment Company/Ameritas Advisory Services1,05518969$136,6101040
15Arkadios Capital901065$382,727230
16Calton & Associates Inc.418
17Crown Capital Securities L.P.341
18Berthel Fisher & Co. Financial Services Inc.223
19Avantax Investment Services, Inc.3,825
20Securities Management and Research146
21Cantella & Co. Inc. 221
22Lincoln Financial Network10,620

22 results found

    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed
  • Clearing firms listed are as of 2011. For a $historical list of clearing firms, contact the IN Data Team

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.