Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payout ▲EmployeesCFPs
22Equity Services Inc. 506150200500
21The Leaders Group1,076479$122,3203387
20MML Investors Services, LLC6,9502,163459$127,320596635
19Ameritas Investment Company/Ameritas Advisory Services1,05518969$136,6101040
18Parkland Securities, LLC33513021$163,99212730
17CFD Investments Inc.1504915$194,582520
16Sigma Financial Corp.61826860$199,097126107
15LaSalle St. Securities LLC31020040$210,0003241
14Kovack Securities, Inc.40027245$213,9437086
13Cambridge Investment Research, Inc.4,5291,578498$308,639894832
12J.W. Cole Financial Inc.550334113$330,5006983
11Arkadios Capital901065$382,727230
10Geneos Wealth Management Inc.24312471$425,9105486
9Kestra Financial, Inc1,736484309$482,535267310
8Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,476897977$629,0008631,046
7Calton & Associates Inc.418
6Crown Capital Securities L.P.341
5Berthel Fisher & Co. Financial Services Inc.223
4Avantax Investment Services, Inc.3,825
3Securities Management and Research146
2Cantella & Co. Inc. 221
1Lincoln Financial Network10,620

22 results found

    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed
  • Clearing firms listed are as of 2011. For a $historical list of clearing firms, contact the IN Data Team

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