Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ reps ▼Avg. annual payoutEmployeesCFPs
1Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,476897977$629,0008631,046
2Cambridge Investment Research, Inc.4,5291,578498$308,639894832
3MML Investors Services, LLC6,9502,163459$127,320596635
4Kestra Financial, Inc1,736484309$482,535267310
5J.W. Cole Financial Inc.550334113$330,5006983
6Geneos Wealth Management Inc.24312471$425,9105486
7Ameritas Investment Company/Ameritas Advisory Services1,05518969$136,6101040
8Arkadios Capital901065$382,727230
9Sigma Financial Corp.61826860$199,097126107
10Kovack Securities, Inc.40027245$213,9437086
11LaSalle St. Securities LLC31020040$210,0003241
12Parkland Securities, LLC33513021$163,99212730
13Equity Services Inc. 506150200500
14CFD Investments Inc.1504915$194,582520
15The Leaders Group1,076479$122,3203387
16Calton & Associates Inc.418
17Crown Capital Securities L.P.341
18Berthel Fisher & Co. Financial Services Inc.223
19Avantax Investment Services, Inc.3,825
20Securities Management and Research146
21Cantella & Co. Inc. 221
22Lincoln Financial Network10,620

22 results found

    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed
  • Clearing firms listed are as of 2011. For a $historical list of clearing firms, contact the IN Data Team

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