Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▼$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
1Lincoln Financial Network8,8850007360
2Cambridge Investment Research Inc.3,7381,290279$244,238712763
3Transamerica Financial Advisors, Inc.3,30700000
4Voya Financial Advisors Inc.2,724778134$160,108303293
5Cetera Advisor Networks2,66500$184,4852850
6Securities America Inc.2,209832230$207,177587646
7Signator Investors Inc.2,152733141$111,642160521
8Commonwealth Financial Network2,092949630$461,217803728
9Principal Securities, Inc. (fka Princor Financial Services Corp.)2,06831220$121,0562430
10Waddell & Reed Financial Advisors1,906855217$150,672537271
11Royal Alliance Associates Inc.1,795627204$244,5542140
12SagePoint Financial Inc.1,439580110$185,3961800
13National Planning Corporation (NPC) 1,326518160$245,0001960
14INVEST Financial Corp.1,27845595$193,0001720
15FSC Securities Corp.1,170407119$226,7931370
16Woodbury Financial Services1,14756586$198,8441620
17Lincoln Investment Planning, LLC1,12629396$225,296310189
18ProEquities Inc.1,09919027$96,2121120
19Hornor Townsend & Kent Inc.1,01412620$75,2145195
20The O.N. Equity Sales Co.8581318$76,82449112
21M Holdings Securities Inc. (M Securities)85616386$259,8794478
22Cadaret, Grant & Co. Inc.83031351$195,969110125
23American Portfolios Financial Services Inc.81134163$223,8229294
24Questar Capital Corp.65127333$152,8008336
25Centaurus Financial Inc.635346145$228,62585240
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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed
  • Clearing firms listed are as of 2011. For a $historical list of clearing firms, contact the IN Data Team

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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