Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▼$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
1Lincoln Financial Network8,9350007560
2Cambridge Investment Research Inc.3,9561,369343$262,588754778
3Transamerica Financial Advisors, Inc.3,36400000
4Cetera Advisor Networks3,07100$180,4683630
5Royal Alliance Associates Inc.2,876635212$239,646900
6Securities America Inc.2,506912290$225,295661674
7SagePoint Financial Inc.2,344578140$190,7322990
8Commonwealth Financial Network2,195939708$512,017854795
9Signator Investors Inc.2,007743142$158,269237554
10Woodbury Financial Services1,936538106$195,5381190
11Voya Financial Advisors Inc.1,800680126$182,991261283
12Principal Securities, Inc. (fka Princor Financial Services Corp.)1,76738238$95,5172950
13FSC Securities Corp.1,710374144$228,8841980
14Lincoln Investment Planning, LLC1,487414132$210,665428223
15Waddell & Reed Financial Advisors1,467779181$175,302503261
16Cetera Advisors1,45000$205,6752010
17Securian Financial Services Inc.1,134449157$237,192191204
18ProEquities Inc.1,08219633$112,1051080
19American Portfolios Financial Services Inc.83732262$191,434100102
20The O.N. Equity Sales Co.83713710$82,2144878
21M Holdings Securities Inc. (M Securities)83018282$284,5305764
22Cadaret, Grant & Co. Inc.83030367$214,380108141
23First Allied Securities, Inc.75500$258,2371540
24Questar Capital Corp.64027632$160,6009136
25Centaurus Financial Inc.633348147$234,12185236
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed
  • Clearing firms listed are as of 2011. For a $historical list of clearing firms, contact the IN Data Team

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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