Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Reps ▲$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
1H. Beck Inc.80830450$167,9598661
2Lincoln Investment Planning Inc.82430092$216,605272176
3The O.N. Equity Sales Co.8741248$91,89546
4M Holdings Securities Inc. (M Securities)91114988$288,2363770
5Cadaret, Grant & Co. Inc.91334059$202,982111149
6First Allied Securities, Inc.924$351,390267
7Hornor Townsend & Kent Inc.99413819$82,8274771
8Securian Financial Services Inc.1,083428161$224,363141201
9Woodbury Financial Services1,207579100$195,818178
10FSC Securities Corp.1,252458137$240,2271510
11Cetera Advisors1,310$223,328547
12INVEST Financial Corp.1,314478119$205,0001700
13Cetera Financial Specialists1,385$80,497546
14National Planning Corp.1,401566174$258,0001980
15ProEquities Inc.1,47825127$63,251119
16SagePoint Financial Inc.1,638587107$186,619199
17Royal Alliance Associates Inc.1,887663214$248,783217
18Waddell & Reed Financial Advisors1,915859186$153,791255251
19Commonwealth Financial Network1,965895580$497,671704741
20Securities America Inc.2,042829246$228,425505600
21Princor Financial Services Corp.2,31334121$123,790222
22Voya Financial Advisors Inc.2,811698103$138,912299259
23Cetera Advisor Networks2,948$197,476583
24Cambridge Investment Research Inc.3,3741,118268$228,458659692
25Transamerica Financial Advisors, Inc.5,103169
« Previous PageNext Page »

53 results found

Page 1 | 2 | 3 | View all

  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed
  • Clearing firms listed are as of 2011. For a $historical list of clearing firms, contact the IN Data Team

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.