Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
43Spire Investment Partners LLC65
42Founders Financial Securities, LLC73
41World Capital Brokerage, Inc73
40Nationwide Planning Associates, Inc.114
39Prospera Financial Services Inc.134
38The Strategic Financial Alliance Inc.176
37Harbour Investments Inc.255
36The Investment Center Inc.2749120$177,2874055
35KMS Financial Services, Inc.322
34Securities Service Network Inc.337
33Crown Capital Securities L.P.360
32PlanMember Securities Corp.470
31Summit Brokerage Services, Inc.484
30United Planners Financial Services531
29NEXT Financial Group Inc.539
28H. Beck Inc.589
27Centaurus Financial Inc.610
26Independent Financial Group LLC625
25First Allied Securities, Inc.637
24Questar Capital Corp.642
23The O.N. Equity Sales Co.669
22ProEquities Inc.720
21American Portfolios Financial Services Inc.803
20Cadaret, Grant & Co. Inc.834
19M Holdings Securities Inc. (M Securities)834
18FSC Securities Corp.900
17Woodbury Financial Services921
16Securian Financial Services Inc.1,210
15SagePoint Financial Inc.1,247
14Cetera Advisors1,315
13Royal Alliance Associates Inc.1,393
12Waddell & Reed Financial Advisors1,481
11Lincoln Investment Planning, LLC1,512
10Commonwealth Financial Network1,778
9Voya Financial Advisors Inc.1,883
8Signator Investors Inc.2,071
7Principal Securities, Inc. (fka Princor Financial Services Corp.)2,122
6Securities America Inc.2,478
5Cetera Advisor Networks2,638
4Transamerica Financial Advisors, Inc.3,273
3Cambridge Investment Research Inc.3,834
2Lincoln Financial Network8,935
1Geneos Wealth Management Inc.

43 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed
  • Clearing firms listed are as of 2011. For a $historical list of clearing firms, contact the IN Data Team

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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