Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
49World Capital Brokerage, Inc71
48Founders Financial Securities, LLC75557$321,6631724
47Bolton Global Capital75
46Spire Investment Partners LLC961810$387,9853119
45Nationwide Planning Associates, Inc.101306$197,417186
44Prospera Financial Services Inc.1367334$381,4325012
43Cantella & Co. Inc. 165
42The Strategic Financial Alliance Inc.1755221$348,5293159
41Capital Investment Co.18500000
40The Investment Center Inc.2468911$137,8743819
39Harbour Investments Inc.25111014$190,0002032
38Geneos Wealth Management Inc.25616069$408,04250105
37Girard Securities Inc.28700$212,092400
36Crown Capital Securities L.P.35712114$114,9332678
35Investment Centers of America Inc.40118454$236,0009682
34KMS Financial Services, Inc.40115437$253,90064100
33CUNA Brokerage Services Inc.40226878$116,00218874
32Kovack Securities, Inc.40520150$176,7086868
31Securities Service Network Inc.43115256$264,00060116
30PlanMember Securities Corp.49016635015249
29United Planners Financial Services53620441$226,38556102
28SII Investments Inc.55624483$262,000870
27Independent Financial Group LLC58821260$200,7006786
26NEXT Financial Group Inc.61928129$145,98412364
25Centaurus Financial Inc.635346145$228,62585240
24Questar Capital Corp.65127333$152,8008336
23American Portfolios Financial Services Inc.81134163$223,8229294
22Cadaret, Grant & Co. Inc.83031351$195,969110125
21M Holdings Securities Inc. (M Securities)85616386$259,8794478
20The O.N. Equity Sales Co.8581318$76,82449112
19Hornor Townsend & Kent Inc.1,01412620$75,2145195
18ProEquities Inc.1,09919027$96,2121120
17Lincoln Investment Planning, LLC1,12629396$225,296310189
16Woodbury Financial Services1,14756586$198,8441620
15FSC Securities Corp.1,170407119$226,7931370
14INVEST Financial Corp.1,27845595$193,0001720
13National Planning Corporation (NPC) 1,326518160$245,0001960
12SagePoint Financial Inc.1,439580110$185,3961800
11Royal Alliance Associates Inc.1,795627204$244,5542140
10Waddell & Reed Financial Advisors1,906855217$150,672537271
9Principal Securities, Inc. (fka Princor Financial Services Corp.)2,06831220$121,0562430
8Commonwealth Financial Network2,092949630$461,217803728
7Signator Investors Inc.2,152733141$111,642160521
6Securities America Inc.2,209832230$207,177587646
5Cetera Advisor Networks2,66500$184,4852850
4Voya Financial Advisors Inc.2,724778134$160,108303293
3Transamerica Financial Advisors, Inc.3,30700000
2Cambridge Investment Research Inc.3,7381,290279$244,238712763
1Lincoln Financial Network8,8850007360

49 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed
  • Clearing firms listed are as of 2011. For a $historical list of clearing firms, contact the IN Data Team

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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