Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
51World Capital Brokerage, Inc68
50Spire Investment Partners LLC851513$434,0003113
49Prospera Financial Services Inc.1279225$346,5004920
48The Strategic Financial Alliance Inc.1485619$324,7793150
47TFS Securities Inc.2336912$122,0001539
46Harbour Investments Inc.23710514$196,0002032
45Geneos Wealth Management Inc.27414667$436,46350105
44VSR Financial Services Inc.29800$293,946840
43Girard Securities Inc.34500$213,960360
42Crown Capital Securities L.P.34510912$123,9582679
41Investment Centers of America Inc.40418856$260,0009386
40The Legend Group Corp.408
39Kovack Securities, Inc.41522247$168,8006363
38Securities Service Network Inc.43915858$293,79760115
37Investors Capital Corp.45800$194,334730
36United Planners Financial Services47119339$244,3945592
35CUNA Brokerage Services Inc.47624478$123,16519148
34PlanMember Securities Corp.47915312014049
33Summit Brokerage Services, Inc.52800$240,3331170
32SII Investments Inc.56425891$276,000820
31Independent Financial Group LLC60022567$203,2006390
30Centaurus Financial Inc.628348130$217,14280240
29Questar Capital Corp.65527620$146,0007236
28NEXT Financial Group Inc.67430138$154,75313172
27H. Beck Inc.77823552$173,60978119
26First Allied Securities, Inc.79000$305,9342190
25American Portfolios Financial Services Inc.80833371$228,4979487
24Cadaret, Grant & Co. Inc.86832658$205,548108146
23The O.N. Equity Sales Co.87814811$90,64547104
22Hornor Townsend & Kent Inc.1,00414520$78,3284989
21Securian Financial Services Inc.1,118430159$221,446145198
20Lincoln Investment Planning, LLC1,13329896$227,494279223
19Woodbury Financial Services1,220599102$197,7021810
18FSC Securities Corp.1,225447141$228,2081500
17Cetera Advisors1,32000$217,7961770
16Cetera Financial Specialists1,33300$85,9511160
15INVEST Financial Corp.1,334452114$197,0001670
14National Planning Corporation (NPC) 1,402562179$259,000193180
13ProEquities Inc.1,52724629$89,0991100
12SagePoint Financial Inc.1,687599119$187,7342050
11Royal Alliance Associates Inc.1,850657217$242,4232330
10Waddell & Reed Financial Advisors1,978899193$156,047627312
9Commonwealth Financial Network2,073940606$466,249773725
8Securities America Inc.2,078840252$216,939566619
7Principal Securities, Inc. (fka Princor Financial Services Corp.)2,32133724$125,0472290
6Voya Financial Advisors Inc.2,719842140$160,424317298
5Cetera Advisor Networks2,89700$192,6163260
4Cambridge Investment Research Inc.3,4951,186289$229,098671722
3Northwestern Mutual6,0151,195312$105,184498970
2Lincoln Financial Network8,5230008050
1BCG Securities, Inc.

51 results found

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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed
  • Clearing firms listed are as of 2011. For a $historical list of clearing firms, contact the IN Data Team

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.