Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payout ▼EmployeesCFPs
1Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,476897977$629,0008631,046
2Prospera Financial Services Inc.1296647$545,8526122
3Geneos Wealth Management Inc.24312471$425,9105486
4Founders Financial805014$397,6232923
5Waddell & Reed Financial Advisors1,333516264$391,739575264
6The Strategic Financial Alliance Inc.1344929$351,0004150
7Independent Financial Group, LLC61525998$334,0008088
8Cambridge Investment Research, Inc.4,5291,578498$308,639894832
9United Planners Financial Services53822877$305,64867119
10Harbour Investments Inc.27212637$300,9002442
11Nationwide Planning Associates, Inc.123488$287,489219
12M Holdings Securities Inc. (M Securities)74712581$285,8955064
13Grove Point Financial, LLC42215353$277,5097568
14Securian Financial Services Inc.1,077454174$272,052172228
15Lincoln Investment Planning, LLC1,040427158$251,577384218
16American Portfolios Financial Services Inc.829328101$248,561112109
17The Investment Center Inc.29112126$227,8564153
18Centaurus Financial, Inc.655362154$222,88588204
19Kovack Securities, Inc.40027245$213,9437086
20Northwestern Mutual 8,6391,547619$207,04001,322
21PlanMember Securities Corp.47918745$157,78718142
22Concourse Financial Group Securities, Inc.86518440$150,323850
23The O.N. Equity Sales Co.73515721$112,3684665
24Hornor, Townsend & Kent, LLC83320554$70,900460
25Cantella & Co. Inc. 221—————
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed
  • Clearing firms listed are as of 2011. For a $historical list of clearing firms, contact the IN Data Team

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