Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Reps$100K-$499K reps$500K+ repsAvg. annual payout ▼EmployeesCFPs
1Commonwealth Financial Network2,073940606$466,249773725
2Geneos Wealth Management Inc.27414667$436,46350105
3Spire Investment Partners LLC851513$434,0003113
4Prospera Financial Services Inc.1279225$346,5004920
5The Strategic Financial Alliance Inc.1485619$324,7793150
6First Allied Securities, Inc.79000$305,9342190
7VSR Financial Services Inc.29800$293,946840
8Securities Service Network Inc.43915858$293,79760115
9SII Investments Inc.56425891$276,000820
10Investment Centers of America Inc.40418856$260,0009386
11National Planning Corporation (NPC) 1,402562179$259,000193180
12United Planners Financial Services47119339$244,3945592
13Royal Alliance Associates Inc.1,850657217$242,4232330
14Summit Brokerage Services, Inc.52800$240,3331170
15Cambridge Investment Research Inc.3,4951,186289$229,098671722
16American Portfolios Financial Services Inc.80833371$228,4979487
17FSC Securities Corp.1,225447141$228,2081500
18Lincoln Investment Planning, LLC1,13329896$227,494279223
19Securian Financial Services Inc.1,118430159$221,446145198
20Cetera Advisors1,32000$217,7961770
21Centaurus Financial Inc.628348130$217,14280240
22Securities America Inc.2,078840252$216,939566619
23Girard Securities Inc.34500$213,960360
24Cadaret, Grant & Co. Inc.86832658$205,548108146
25Independent Financial Group LLC60022567$203,2006390
26Woodbury Financial Services1,220599102$197,7021810
27INVEST Financial Corp.1,334452114$197,0001670
28Harbour Investments Inc.23710514$196,0002032
29Investors Capital Corp.45800$194,334730
30Cetera Advisor Networks2,89700$192,6163260
31SagePoint Financial Inc.1,687599119$187,7342050
32H. Beck Inc.77823552$173,60978119
33Kovack Securities, Inc.41522247$168,8006363
34Voya Financial Advisors Inc.2,719842140$160,424317298
35Waddell & Reed Financial Advisors1,978899193$156,047627312
36NEXT Financial Group Inc.67430138$154,75313172
37Questar Capital Corp.65527620$146,0007236
38Principal Securities, Inc. (fka Princor Financial Services Corp.)2,32133724$125,0472290
39Crown Capital Securities L.P.34510912$123,9582679
40CUNA Brokerage Services Inc.37924478$123,16519148
41TFS Securities Inc.2336912$122,0001539
42Northwestern Mutual6,0151,195312$105,184498970
43The O.N. Equity Sales Co.87814811$90,64547104
44ProEquities Inc.1,52724629$89,0991100
45Cetera Financial Specialists1,33300$85,9511160
46Hornor Townsend & Kent Inc.1,00414520$78,3284989
47Lincoln Financial Network8,5230008050
48PlanMember Securities Corp.47915312014049
49World Capital Brokerage, Inc68
50BCG Securities, Inc.
51The Legend Group Corp.408

51 results found

Page 1 | 2 | 3 | View all

  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed
  • Clearing firms listed are as of 2011. For a $historical list of clearing firms, contact the IN Data Team

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.