Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payout ▼EmployeesCFPs
1Commonwealth Financial Network2,092949630$461,217803728
2Geneos Wealth Management Inc.25616069$408,04250105
3Spire Investment Partners LLC961810$387,9853119
4Prospera Financial Services Inc.1367334$381,4325012
5The Strategic Financial Alliance Inc.1755221$348,5293159
6Founders Financial Securities, LLC75557$321,6631724
7Securities Service Network Inc.43115256$264,00060116
8SII Investments Inc.55624483$262,000870
9M Holdings Securities Inc. (M Securities)85616386$259,8794478
10KMS Financial Services, Inc.40115437$253,90064100
11National Planning Corporation (NPC) 1,326518160$245,0001960
12Royal Alliance Associates Inc.1,795627204$244,5542140
13Cambridge Investment Research Inc.3,7381,290279$244,238712763
14Investment Centers of America Inc.40118454$236,0009682
15Centaurus Financial Inc.635346145$228,62585240
16FSC Securities Corp.1,170407119$226,7931370
17United Planners Financial Services53620441$226,38556102
18Lincoln Investment Planning, LLC1,12629396$225,296310189
19American Portfolios Financial Services Inc.81134163$223,8229294
20Girard Securities Inc.28700$212,092400
21Securities America Inc.2,209832230$207,177587646
22Independent Financial Group LLC58821260$200,7006786
23Woodbury Financial Services1,14756586$198,8441620
24Nationwide Planning Associates, Inc.101306$197,417186
25Cadaret, Grant & Co. Inc.83031351$195,969110125
26INVEST Financial Corp.1,27845595$193,0001720
27Harbour Investments Inc.25111014$190,0002032
28SagePoint Financial Inc.1,439580110$185,3961800
29Cetera Advisor Networks2,66500$184,4852850
30Kovack Securities, Inc.40520150$176,7086868
31Voya Financial Advisors Inc.2,724778134$160,108303293
32Questar Capital Corp.65127333$152,8008336
33Waddell & Reed Financial Advisors1,906855217$150,672537271
34NEXT Financial Group Inc.61928129$145,98412364
35The Investment Center Inc.2468911$137,8743819
36Principal Securities, Inc. (fka Princor Financial Services Corp.)2,06831220$121,0562430
37CUNA Brokerage Services Inc.40226878$116,00218874
38Crown Capital Securities L.P.35712114$114,9332678
39Signator Investors Inc.2,152733141$111,642160521
40ProEquities Inc.1,09919027$96,2121120
41The O.N. Equity Sales Co.8581318$76,82449112
42Hornor Townsend & Kent Inc.1,01412620$75,2145195
43PlanMember Securities Corp.49016635015249
44Capital Investment Co.18500000
45Transamerica Financial Advisors, Inc.3,30700000
46Lincoln Financial Network8,8850007360
47Cantella & Co. Inc. 165
48World Capital Brokerage, Inc71
49Bolton Global Capital75

49 results found

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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed
  • Clearing firms listed are as of 2011. For a $historical list of clearing firms, contact the IN Data Team

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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