Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm ▼ Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
26American Portfolios Financial Services Inc.829328101$248,561112109
25Cambridge Investment Research, Inc.4,5291,578498$308,639894832
24Cantella & Co. Inc. 221—————
23Centaurus Financial, Inc.655362154$222,88588204
22Commonwealth Equity Services, LLC dba-Commonwealth Financial Network2,476897977$629,0008631,046
21Concourse Financial Group Securities, Inc.86518440$150,323850
20Crown Capital Securities L.P.341—————
19Founders Financial805014$397,6232923
18Geneos Wealth Management Inc.24312471$425,9105486
17Grove Point Financial, LLC42215353$277,5097568
16Harbour Investments Inc.27212637$300,9002442
15Hornor, Townsend & Kent, LLC83320554$70,900460
14Independent Financial Group, LLC61525998$334,0008088
13The Investment Center Inc.29112126$227,8564153
12Kovack Securities, Inc.40027245$213,9437086
11Lincoln Investment Planning, LLC1,040427158$251,577384218
10M Holdings Securities Inc. (M Securities)74712581$285,8955064
9Nationwide Planning Associates, Inc.123488$287,489219
8Northwestern Mutual 8,6391,547619$207,04001,322
7The O.N. Equity Sales Co.73515721$112,3684665
6PlanMember Securities Corp.47918745$157,78718142
5Prospera Financial Services Inc.1296647$545,8526122
4Securian Financial Services Inc.1,077454174$272,052172228
3The Strategic Financial Alliance Inc.1344929$351,0004150
2United Planners Financial Services53822877$305,64867119
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26 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed
  • Clearing firms listed are as of 2011. For a $historical list of clearing firms, contact the IN Data Team

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