Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▼$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
1Ameriprise Financial Services Inc.7,70600000
2Waddell & Reed Financial Advisors1,978899193$156,047256312
3Cetera Financial Institutions1,96600$136,5363600
4Lincoln Investment Planning, LLC1,13329896$227,494279223
5Cadaret, Grant & Co. Inc.86832658$205,548108146
6D.A. Davidson & Co.400
7World Capital Brokerage, Inc68
8Raymond James Financial Services Inc.1,6621,028$351,3862,929855

8 results found

    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed
  • Clearing firms listed are as of 2011. For a $historical list of clearing firms, contact the IN Data Team

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