Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▼$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
1LPL Financial LLC14,0366,9061,914$362,3533,384
2AXA Advisors4,8541,958194$108,301223446
3Cetera Financial Institutions1,879$137,588667
4Cadaret, Grant & Co. Inc.91334059$202,982111149
5Lincoln Investment Planning Inc.82430092$216,605272176
6PlanMember Securities Corp.47214711$106,88414043
7Raymond James Financial Services Inc.1,834977$334,5942,645760

7 results found

  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed
  • Clearing firms listed are as of 2011. For a $historical list of clearing firms, contact the IN Data Team

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