Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▼$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
1LPL Financial LLC14,3777,0211,793$179,0523,2880
2Raymond James Financial Services Inc.8,3261,9581,10603,044916
3Ameriprise Financial Services Inc.7,66800000
4Lincoln Investment Planning, LLC1,12629396$225,296310189
5Cadaret, Grant & Co. Inc.83031351$195,969110125
6World Capital Brokerage, Inc71
7Hilltop Securities Independent Network Inc.

7 results found

    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed
  • Clearing firms listed are as of 2011. For a $historical list of clearing firms, contact the IN Data Team

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