Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Reps ▼$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
1Edward Jones14,500
2LPL Financial LLC14,3777,0211,793$179,0523,2880
3Lincoln Financial Network8,8850007360
4Raymond James Financial Services Inc.8,3261,9581,10603,044916
5Ameriprise Financial Services Inc.7,66800000
6AXA Advisors LLC4,7651,474154$113,292718427
7HD Vest Investment Services4,597582104$71,000300600
8MML Investors Services, LLC4,43666587$74,8622020
9Cambridge Investment Research Inc.3,7381,290279$244,238712763
10MSI Financial Services, Inc.3,723
11Transamerica Financial Advisors, Inc.3,30700000
12Voya Financial Advisors Inc.2,724778134$160,108303293
13Cetera Advisor Networks2,66500$184,4852850
14Securities America Inc.2,209832230$207,177587646
15Signator Investors Inc.2,152733141$111,642160521
16Commonwealth Financial Network2,092949630$461,217803728
17Principal Securities, Inc. (fka Princor Financial Services Corp.)2,06831220$121,0562430
18Waddell & Reed Financial Advisors1,906855217$150,672537271
19Cetera Financial Institutions1,8050003160
20Royal Alliance Associates Inc.1,795627204$244,5542140
21Kestra Financial1,712458217$247,581241283
22Cetera Advisors1,52500$187,4801550
23SagePoint Financial Inc.1,439580110$185,3961800
24Wells Fargo Advisors Financial Network1,404633481$469,101950
25Ameritas Investment Corp.1,36323357$80,2211150
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed
  • Clearing firms listed are as of 2011. For a $historical list of clearing firms, contact the IN Data Team

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Latest news & opinion

The appeal and pitfalls of holding unconventional assets in retirement accounts

While non-traditional asset classes held in individual retirement accounts may have return and portfolio diversification benefits, there are "unique complexities" that limit their value for most investors.

Wells Fargo's move to boost signing bonuses could give it a lift

Wirehouse is seen as trying to shore up adviser ranks that took a hit after banking scandal

New Jersey fines David Lerner Associates for nontraded REIT sales

Firm will pay $650,000 for suitability, compliance and books and records violations.

Report predicts $400 trillion retirement savings gap by 2050

Shortfall driven by longer life spans and disappointing investment returns.

Wells Fargo will ramp up spending to lure brokers

Wirehouse, after losing 400 brokers in first quarter, is bucking trend among rivals who have said they are going to cut back on spending big bucks recruiting veteran advisers