Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▼$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
1Edward Jones14,500
2LPL Financial LLC14,3777,0211,793$179,0523,2880
3Lincoln Financial Network8,8850007360
4Raymond James Financial Services Inc.8,3261,9581,10603,044916
5Ameriprise Financial Services Inc.7,66800000
6AXA Advisors LLC4,7651,474154$113,292718427
7HD Vest Investment Services4,597582104$71,000300600
8MML Investors Services, LLC4,43666587$74,8622020
9Cambridge Investment Research Inc.3,7381,290279$244,238712763
10Transamerica Financial Advisors, Inc.3,30700000
11Voya Financial Advisors Inc.2,724778134$160,108303293
12Cetera Advisor Networks2,66500$184,4852850
13Securities America Inc.2,209832230$207,177587646
14Signator Investors Inc.2,152733141$111,642160521
15Commonwealth Financial Network2,092949630$461,217803728
16Principal Securities, Inc. (fka Princor Financial Services Corp.)2,06831220$121,0562430
17Waddell & Reed Financial Advisors1,906855217$150,672537271
18Cetera Financial Institutions1,8050003160
19Royal Alliance Associates Inc.1,795627204$244,5542140
20Kestra Financial, Inc1,712458217$247,581241283
21Cetera Advisors1,52500$187,4801550
22SagePoint Financial Inc.1,439580110$185,3961800
23Wells Fargo Advisors Financial Network1,404633481$469,101950
24Ameritas Investment Corp.1,36323357$80,2211150
25National Planning Corporation (NPC) 1,326518160$245,0001960
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135 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed
  • Clearing firms listed are as of 2011. For a $historical list of clearing firms, contact the IN Data Team

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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