Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▼$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
1LPL Financial LLC15,2107,0011,991$184,6293,7360
2Lincoln Financial Network8,9350007560
3MML Investors Services, LLC7,7141,936211$82,8645540
4Ameriprise Financial Services Inc.7,68600000
5Raymond James Financial Services Inc.5,9991,9301,305$349,3988,8951,167
6Northwestern Mutual Investment Services5,138954393$127,96501,100
7AXA Advisors LLC4,7121,492199$124,776812429
8Cambridge Investment Research Inc.3,9561,369343$262,588754778
9Transamerica Financial Advisors, Inc.3,36400000
10Cetera Advisor Networks3,07100$180,4683630
11Royal Alliance Associates Inc.2,876635212$239,646900
12Securities America Inc.2,506912290$225,295661674
13SagePoint Financial Inc.2,344578140$190,7322990
14Commonwealth Financial Network2,195939708$512,017854795
15Signator Investors Inc.2,007743142$158,269237554
16Woodbury Financial Services1,936538106$195,5381190
17Kestra Financial, Inc1,876460254$264,283237310
18Voya Financial Advisors Inc.1,800680126$182,991261283
19Cetera Financial Institutions1,76900$114,9293260
20Principal Securities, Inc. (fka Princor Financial Services Corp.)1,76738238$95,5172950
21FSC Securities Corp.1,710374144$228,8841980
22Lincoln Investment Planning, LLC1,487414132$210,665428223
23Waddell & Reed Financial Advisors1,467779181$175,302503261
24Cetera Advisors1,45000$205,6752010
25Ameritas Investment Corp.1,38222459$97,9801240
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130 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed
  • Clearing firms listed are as of 2011. For a $historical list of clearing firms, contact the IN Data Team

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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