Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Reps ▼$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
1LPL Financial LLC14,0547,0301,952$200,0913,4100
2Lincoln Financial Network8,5230008050
3Ameriprise Financial Services Inc.7,70600000
4Northwestern Mutual6,0151,195312$105,184498970
5MML Investors Services, LLC4,79673195$67,4952010
6AXA Advisors4,7431,485163$114,399739435
7HD Vest Investment Services4,605589104$83,850299614
8Cambridge Investment Research Inc.3,4951,186289$229,098671722
9Cetera Advisor Networks2,89700$192,6163260
10Voya Financial Advisors Inc.2,719842140$146,879317298
11Principal Securities, Inc. (fka Princor Financial Services Corp.)2,32133724$125,0472290
12Securities America Inc.2,078840252$216,939566619
13Commonwealth Financial Network2,073940606$466,249773792
14Waddell & Reed Financial Advisors1,978899193$156,047256312
15Cetera Financial Institutions1,96600$136,5363600
16Royal Alliance Associates Inc.1,850657217$242,4232330
17Kestra Financial, Inc. 1,761469212$242,476212274
18SagePoint Financial Inc.1,687599119$187,7342050
19ProEquities Inc.1,52724629$89,0991100
20Ameritas Investment Corp.1,50824673$99,9141240
21Signator Investors Inc.1,44052399$120,785181305
22National Planning Corporation (NPC) 1,402562179$259,000193180
23INVEST Financial Corp.1,334452114$197,0001670
24Cetera Financial Specialists1,33300$85,9511160
25Cetera Advisors1,32000$217,7961770
Next Page »

84 results found

Page 1 | 2 | 3 | 4 | View all

  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed
  • Clearing firms listed are as of 2011. For a $historical list of clearing firms, contact the IN Data Team

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.