Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
135Correll Co. Investment Services Corp.11
134Veritas Independent Partners18
133Infinity Financial Services 63
132Spire Investment Partners LLC651917$468,8764031
131World Capital Brokerage, Inc73
130Founders Financial Securities, LLC73
129St. Bernard Financial Services Inc.82
128Trustmont Financial Group Inc.107394$127,0001139
127Arete Wealth Management1123115$198,33694
126Nationwide Planning Associates, Inc.114348$226,028186
125Prospera Financial Services Inc.134
124Kalos Capital Inc.1519621$267,9303014
123SCF Securities Inc.173615$127,9583320
122The Strategic Financial Alliance Inc.176
121Capital Investment Co.18500000
120CFD Investments Inc.2006311$165,4894724
119Packerland Brokerage Services Inc.250
118Harbour Investments Inc.25512814$205,0002238
117The Investment Center Inc.2749120$177,2874055
116Geneos Wealth Management Inc.28515273$360,60255113
115Fortune Financial Services, Inc.304362$77,5241112
114Calton & Associates Inc.313
113KMS Financial Services, Inc.322
112LaSalle St. Securities LLC32516530$190,0003035
111Securities Service Network Inc.337
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135 results found

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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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