Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Reps ▲$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
130Correll Co. Investment Services Corp.11
129Veritas Independent Partners1930$58,01522
128Infinity Financial Services 59111$68,10358
127Spire Investment Partners LLC701917$468,8764031
126World Capital Brokerage, Inc73
125Founders Financial Securities, LLC75559$332,7761920
124St. Bernard Financial Services Inc.82
123David A. Noyes & Company863214$280,0003610
122Trustmont Financial Group Inc.107394$127,0001139
121Arete Wealth Management1123115$198,33694
120Nationwide Planning Associates, Inc.114348$226,028186
119Prospera Financial Services Inc.1357234$386,8555313
118Kalos Capital Inc.1519621$267,9303014
117SCF Securities Inc.173615$127,9583320
116The Strategic Financial Alliance Inc.1785522$358,9713954
115Capital Investment Co.18500000
114CFD Investments Inc.2006311$165,4894724
113Packerland Brokerage Services Inc.250
112Harbour Investments Inc.25512814$205,0002238
111The Investment Center Inc.2749120$177,2874055
110Geneos Wealth Management Inc.28515273$360,60255113
109Fortune Financial Services, Inc.304362$77,5241112
108Calton & Associates Inc.313
107KMS Financial Services, Inc.322
106LaSalle St. Securities LLC32516530$190,0003035
Next Page »

130 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video


How are financial services reacting to 'Times Up?'

There is much left to be done to reach full equality, say Estee Jimerson of Envestnt, but things are improving.

Latest news & opinion

Focus Financial IPO could be a sell signal for RIAs

The $100 million stock offering will fine-tune RIA valuations.

Ex-Edward Jones broker sues former firm, alleging racial bias

Complaint alleges the firm's policies limit African-Americans' 'income and advancement opportunities'

Piwowar defends SEC's best-interest rule

SEC commissioner says the Department of Labor rule set up an 'unworkable, impossible set of standards for people to comply with.'

RIA in a Box acquired by private equity firm Aquiline Capital

New owners plan more growth for the software service provider.

IBDs with the most female reps

Here are the 10 independent-broker dealers that have the most female reps.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.