Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
138Correll Co. Investment Services Corp.9
137Veritas Independent Partners1430$95,70021
136Cutter & Co. Inc.45
135Infinity Financial Services 5080$59,03754
134Wunderlich Securities Inc.50
133St. Bernard Financial Services Inc.6100024
132World Capital Brokerage, Inc71
131Bolton Global Capital75
130Founders Financial Securities, LLC75557$321,6631724
129IMS Securities Inc./IMS Financial Advisors Inc.93383$90,6001014
128Spire Investment Partners LLC961810$387,9853119
127Nationwide Planning Associates, Inc.101306$197,417186
126Arete Wealth Management1063011$126,73374
125Trustmont Financial Group Inc.111475$125,0001239
124Century Securities Associates Inc.129
123Prospera Financial Services Inc.1367334$381,4325012
122Kalos Capital Inc.1407921$279,1363615
121Cantella & Co. Inc. 165
120The Strategic Financial Alliance Inc.1755221$348,5293159
119Capital Investment Co.18500000
118Securities Management and Research214
117CFD Investments Inc.2196010$135,4694321
116The Investment Center Inc.2468911$137,8743819
115Broker Dealer Financial Services Corp.250
114Harbour Investments Inc.25111014$190,0002032
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138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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