Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
83St. Bernard Financial Services Inc.46
82World Capital Brokerage, Inc68
81Founders Financial Securities, LLC68
80IMS Securities Inc./IMS Financial Advisors Inc.104
79Kalos Capital Inc.123
78Trustmont Financial Group Inc.125
77Prospera Financial Services Inc.127
76The Strategic Financial Alliance Inc.150
75Harbour Investments Inc.190
74CFD Investments Inc.192
73Fortune Financial Services, Inc.204
72Securities Management and Research232
71TFS Securities Inc.233
70Packerland Brokerage Services Inc.235
69Geneos Wealth Management Inc.260
68VSR Financial Services Inc.262
67Calton & Associates Inc.305
66LaSalle St. Securities LLC315
65Berthel Fisher & Co. Financial Services Inc.324
64Crown Capital Securities L.P.333
63Girard Securities Inc.360
62Kovack Securities Inc.365
61Investment Centers of America Inc.393
60D.A. Davidson & Co.400
59The Legend Group Corp.408
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83 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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