Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Reps ▲$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
83St. Bernard Financial Services Inc.46
82World Capital Brokerage, Inc68
81Founders Financial Securities, LLC68
80IMS Securities Inc./IMS Financial Advisors Inc.104
79Kalos Capital Inc.123
78Trustmont Financial Group Inc.125
77Prospera Financial Services Inc.127
76The Strategic Financial Alliance Inc.150
75Harbour Investments Inc.190
74CFD Investments Inc.192
73Fortune Financial Services, Inc.204
72Securities Management and Research232
71TFS Securities Inc.233
70Packerland Brokerage Services Inc.235
69Geneos Wealth Management Inc.260
68VSR Financial Services Inc.262
67Calton & Associates Inc.305
66LaSalle St. Securities LLC315
65Berthel Fisher & Co. Financial Services Inc.324
64Crown Capital Securities L.P.333
63Girard Securities Inc.360
62Kovack Securities Inc.365
61Investment Centers of America Inc.393
60D.A. Davidson & Co.400
59The Legend Group Corp.408
Next Page »

83 results found

Page 1 | 2 | 3 | 4 | View all

  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.