Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
136Correll Co. Investment Services Corp.9
135Veritas Independent Partners1430$95,70021
134Cutter & Co. Inc.45
133Infinity Financial Services 5080$59,03754
132Wunderlich Securities Inc.50
131St. Bernard Financial Services Inc.6100024
130World Capital Brokerage, Inc71
129Bolton Global Capital75
128Founders Financial Securities, LLC75557$321,6631724
127IMS Securities Inc./IMS Financial Advisors Inc.93383$90,6001014
126Spire Investment Partners LLC961810$387,9853119
125Nationwide Planning Associates, Inc.101306$197,417186
124Arete Wealth Management1063011$126,73374
123Trustmont Financial Group Inc.111475$125,0001239
122Century Securities Associates Inc.129
121Prospera Financial Services Inc.1367334$381,4325012
120Kalos Capital Inc.1407921$279,1363615
119Cantella & Co. Inc. 165
118The Strategic Financial Alliance Inc.1755221$348,5293159
117Capital Investment Co.18500000
116Securities Management and Research214
115CFD Investments Inc.2196010$135,4694321
114The Investment Center Inc.2468911$137,8743819
113Broker Dealer Financial Services Corp.250
112Harbour Investments Inc.25111014$190,0002032
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136 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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