Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
130Correll Co. Investment Services Corp.11
129Veritas Independent Partners1930$58,01522
128Infinity Financial Services 59111$68,10358
127Spire Investment Partners LLC701917$468,8764031
126World Capital Brokerage, Inc73
125Founders Financial Securities, LLC75559$332,7761920
124St. Bernard Financial Services Inc.82
123David A. Noyes & Company863214$280,0003610
122Trustmont Financial Group Inc.107394$127,0001139
121Arete Wealth Management1123115$198,33694
120Nationwide Planning Associates, Inc.114348$226,028186
119Prospera Financial Services Inc.1357234$386,8555313
118Kalos Capital Inc.1519621$267,9303014
117SCF Securities Inc.173615$127,9583320
116The Strategic Financial Alliance Inc.1785522$358,9713954
115Capital Investment Co.18500000
114CFD Investments Inc.2006311$165,4894724
113Packerland Brokerage Services Inc.250
112Harbour Investments Inc.25512814$205,0002238
111The Investment Center Inc.2749120$177,2874055
110Geneos Wealth Management Inc.28515273$360,60255113
109Fortune Financial Services, Inc.304362$77,5241112
108Calton & Associates Inc.313
107KMS Financial Services, Inc.322
106LaSalle St. Securities LLC32516530$190,0003035
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130 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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