Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Clearing firm
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Reps ▲$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
136Correll Co. Investment Services Corp.9
135Veritas Independent Partners1430$95,70021
134Cutter & Co. Inc.45
133Infinity Financial Services 5080$59,03754
132Wunderlich Securities Inc.50
131St. Bernard Financial Services Inc.6100024
130World Capital Brokerage, Inc71
129Bolton Global Capital75
128Founders Financial Securities, LLC75557$321,6631724
127IMS Securities Inc./IMS Financial Advisors Inc.93383$90,6001014
126Spire Investment Partners LLC961810$387,9853119
125Nationwide Planning Associates, Inc.101306$197,417186
124Arete Wealth Management1063011$126,73374
123Trustmont Financial Group Inc.111475$125,0001239
122Century Securities Associates Inc.129
121Prospera Financial Services Inc.1367334$381,4325012
120Kalos Capital Inc.1407921$279,1363615
119Cantella & Co. Inc. 165
118The Strategic Financial Alliance Inc.1755221$348,5293159
117Capital Investment Co.18500000
116Securities Management and Research214
115CFD Investments Inc.2196010$135,4694321
114The Investment Center Inc.2468911$137,8743819
113Broker Dealer Financial Services Corp.250
112Harbour Investments Inc.25111014$190,0002032
Next Page »

136 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video


Is the private-equity zeal for financial advice firms likely to continue?

InvestmentNews managing editor Christina Nelson and senior columnist Jeff Benjamin discuss why PE funds are so attracted to the independent advice industry right now, and whether that interest is here to stay.

Video Spotlight

Help Clients Be Prepared, Not Surprised

Sponsored by Prudential

Recommended Video

Path to growth

Latest news & opinion

RIAs struggle to keep clients grounded amid stock market euphoria

With equities at record levels, financial advisers are confronted with realities of greed and fear.

Regulators showing renewed interest in cracking down on investment fees

SEC, Finra targeting high-fee share classes, 12b-1 fees and failure to give sales load discounts and waivers to investors.

Tax update: Brady says sales tax deduction in final bill

Taxpayers will be able to deduct state income taxes or state sales taxes in addition to property levies — up to a $10,000 cap.

Critics say regulation hasn't curbed overly rosy projections for indexed universal life insurance

They say rule didn't go far enough and more stringent measures may be necessary.

Broker, retirement groups make last-minute pleas to change tax legislation

Pass-through provisions are target of groups representing employee-model brokerage firms, as well as retirement plan advisers.