Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
84St. Bernard Financial Services Inc.46
83World Capital Brokerage, Inc68
82Founders Financial Securities, LLC70557$335,9821424
81Spire Investment Partners LLC851513$434,0003113
80IMS Securities Inc./IMS Financial Advisors Inc.104
79Trustmont Financial Group Inc.124524$124,9001139
78Kalos Capital Inc.1258124$293,3333714
77Prospera Financial Services Inc.1279225$346,5004920
76The Strategic Financial Alliance Inc.1485619$324,7793150
75Securities Management and Research21240$8,127368
74CFD Investments Inc.2286211$168,1964634
73TFS Securities Inc.2336912$122,0001539
72Packerland Brokerage Services Inc.235
71Harbour Investments Inc.23710514$196,0002032
70Broker Dealer Financial Services Corp.238544$96,7656521
69Fortune Financial Services, Inc.258263$61,274117
68Geneos Wealth Management Inc.27414667$436,46350105
67VSR Financial Services Inc.29800$293,946840
66Calton & Associates Inc.305
65LaSalle St. Securities LLC30515020$180,0002930
64Berthel Fisher & Co. Financial Services Inc.324
63Crown Capital Securities L.P.34510912$123,9582679
62Girard Securities Inc.34500$213,960360
61D.A. Davidson & Co.400
60Investment Centers of America Inc.40418856$260,0009386
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84 results found

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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.