Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
83Raymond James Financial Services Inc.01,6621,028$351,3862,929855
82St. Bernard Financial Services Inc.46
81World Capital Brokerage, Inc68
80Founders Financial Securities, LLC70557$335,9821424
79Spire Investment Partners LLC851513$434,0003113
78IMS Securities Inc./IMS Financial Advisors Inc.104
77Trustmont Financial Group Inc.124524$124,9001139
76Kalos Capital Inc.1258124$293,3333714
75Prospera Financial Services Inc.1279225$346,5004920
74The Strategic Financial Alliance Inc.1485619$324,7793150
73Securities Management and Research21240$8,127368
72CFD Investments Inc.2286211$168,1964634
71TFS Securities Inc.2336912$122,0001539
70Packerland Brokerage Services Inc.235
69Harbour Investments Inc.23710514$196,0002032
68Broker Dealer Financial Services Corp.238544$96,7656521
67Fortune Financial Services, Inc.258263$61,274117
66Geneos Wealth Management Inc.27414667$436,46350105
65VSR Financial Services Inc.29800$293,946840
64Calton & Associates Inc.305
63LaSalle St. Securities LLC30515020$180,0002930
62Berthel Fisher & Co. Financial Services Inc.324
61Crown Capital Securities L.P.34510912$123,9582679
60Girard Securities Inc.34500$213,960360
59D.A. Davidson & Co.400
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83 results found

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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.