Broker-dealer Data Center


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All 2014-2011 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▲$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
1Correll Co. Investment Services Corp.11
2Financial Services International Corp.32
3Cutter & Co. Inc.38
4St. Bernard Financial Services Inc.44
5Spire Investment Partners LLC621411$481,8032812
6World Capital Brokerage62
7Protected Investors of America Inc.66$137,2421016
8LifeMark Securities Corp.95
9IMS Securities Inc./IMS Financial Advisors Inc.107
10Kalos Capital Inc.1097419$279,0003510
11Trustmont Financial Group Inc.120493$124,7001238
12Prospera Financial Services Inc.1388525$326,6424615
13Century Securities Associates Inc.152
14The Strategic Financial Alliance Inc.1565018$254,4082954
15CFD Investments Inc.2116710$166,1923931
16Fortune Financial Services Inc.225233$55,652115
17TFS Securities Inc.231
18Harbour Investments Inc.2351019$190,0002032
19Packerland Brokerage Services Inc.235522$91,0002229
20Securities Management and Research24540$9,875368
21Broker Dealer Financial Services Corp.250504$75,4685820
22VSR Financial Services Inc.27220850$370,7386877
23Geneos Wealth Management Inc.27513169$447,36252101
24The Investment Center Inc.28115218$169,5923918
25J.P. Turner & Company LLC291$228,92186
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91 results found

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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.