Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payout ▼EmployeesCFPs
1Commonwealth Financial Network2,195939708$512,017854795
2Wells Fargo Advisors Financial Network1,333539526$498,129930
3Spire Investment Partners LLC701917$468,8764031
4Prospera Financial Services Inc.1357234$386,8555313
5Geneos Wealth Management Inc.28515273$360,60255113
6The Strategic Financial Alliance Inc.1785522$358,9713954
7Raymond James Financial Services Inc.5,9991,9301,305$349,3988,8951,167
8Founders Financial Securities, LLC75559$332,7761920
9Triad Advisors LLC81037382$303,93685210
10M Holdings Securities Inc. (M Securities)83018282$284,5305764
11David A. Noyes & Company863214$280,0003610
12Securities Service Network Inc.42318752$279,00062113
13Kalos Capital Inc.1519621$267,9303014
14Kestra Financial, Inc1,876460254$264,283237310
15Cambridge Investment Research Inc.3,9561,369343$262,588754778
16First Allied Securities, Inc.75500$258,2371540
17J.W. Cole Financial Inc.48027972$257,0006567
18United Planners Financial Services53723154$257,00060104
19Royal Alliance Associates Inc.2,876635212$239,646900
20Summit Brokerage Services, Inc.54100$237,8171170
21Securian Financial Services Inc.1,134449157$237,192191204
22Centaurus Financial Inc.633348147$234,12185236
23FSC Securities Corp.1,710374144$228,8841980
24Nationwide Planning Associates, Inc.114348$226,028186
25Securities America Inc.2,506912290$225,295661674
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130 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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