Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployees ▼CFPs
1Raymond James Financial Services Inc.5,9991,9301,305$349,3988,8951,167
2LPL Financial LLC15,2107,0011,991$184,6293,7360
3Commonwealth Financial Network2,195939708$512,017854795
4AXA Advisors LLC4,7121,492199$124,776812429
5Lincoln Financial Network8,9350007560
6Cambridge Investment Research Inc.3,9561,369343$262,588754778
7Securities America Inc.2,506912290$225,295661674
8MML Investors Services, LLC7,7141,936211$82,8645540
9Waddell & Reed Financial Advisors1,467779181$175,302503261
10Lincoln Investment Planning, LLC1,487414132$210,665428223
11Cetera Advisor Networks3,07100$180,4683630
12Cetera Financial Institutions1,76900$114,9293260
13SagePoint Financial Inc.2,344578140$190,7322990
14Principal Securities, Inc. (fka Princor Financial Services Corp.)1,76738238$95,5172950
15Voya Financial Advisors Inc.1,800680126$182,991261283
16Kestra Financial, Inc1,876460254$264,283237310
17Signator Investors Inc.2,007743142$158,269237554
18Cetera Advisors1,45000$205,6752010
19FSC Securities Corp.1,710374144$228,8841980
20Securian Financial Services Inc.1,134449157$237,192191204
21First Allied Securities, Inc.75500$258,2371540
22PlanMember Securities Corp.45419145015443
23CUNA Brokerage Services Inc.42829477$120,09513259
24Ameritas Investment Corp.1,38222459$97,9801240
25Woodbury Financial Services1,936538106$195,5381190
Next Page »

130 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video

Events

Behind the scenes at Pershing Insite 2018

What goes on behind the scenes at one of the industry's biggest conferences? Join us for an all-access sneak peek!

Latest news & opinion

It's official: DOL fiduciary rule is dead

The 5th Circuit Court of Appeals issued a mandate Thursday making its March 15 decision to strike down the regulation effective.

Supreme Court curbs SEC administrative law judges

'Buckets of Money' adviser Raymond Lucia is entitled to a new hearing, court rules.

Opaque, outdated 401(k) plan disclosures harming investors, advisers

Morningstar report: Lack of data on fees, investments makes advice on rollovers costlier and more challenging for investors.

Mutual funds feel the pinch of platform fees

No-transaction-fee options are a big hit with investors, but funds wind up paying the costs — and passing them on.

Divorce reduces retirement readiness

The new tax law could increase financial challenges for divorced people, but planning opportunities abound.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.