Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployees ▲CFPs
138Northwestern Mutual 8,6391,547619$207,04001,322
137Triad Advisors, LLC86225168$160,4580215
136Raymond James Financial Services Inc.6,64000$436,36801,300
135Park Avenue Securities LLC1,92200000
134Ameriprise Financial Services, LLC7,80500000
133St. Bernard Financial Services Inc.11300034
132Trutoro3460$87,43253
131Alden Investment Group65457085
130Trustmont Financial Group Inc.88345$144,0001035
129Fortune Financial Services, Inc.375525$81,1831333
128Cutter & Company, Inc.484170135
127Arete Wealth1323115$270,0741316
126Nationwide Planning Associates, Inc.123488$287,489219
125Arkadios Capital901065$382,727230
124Packerland Brokerage Services Inc.257844$95,8902419
123Harbour Investments Inc.27212637$300,9002442
122Vanderbilt Financial Group181000270
121Founders Financial805014$397,6232923
120LaSalle St. Securities LLC31020040$210,0003241
119The Leaders Group1,076479$122,3203387
118The Investment Center Inc.29112126$227,8564153
117The Strategic Financial Alliance Inc.1344929$351,0004150
116Hornor, Townsend & Kent, LLC83320554$70,900460
115The O.N. Equity Sales Co.73515721$112,3684665
114M Holdings Securities Inc. (M Securities)74712581$285,8955064
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138 results found

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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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