Broker-dealer Data Center


Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ reps ▼Avg. annual payoutEmployeesCFPs
1LPL Financial LLC15,2107,0011,991$180,1263,7360
2Commonwealth Financial Network2,195939708$512,017854795
3Northwestern Mutual Investment Services5,138954393$127,96501,100
4Cambridge Investment Research Inc.3,9561,369343$262,588754778
5Securities America Inc.2,506912290$225,295661674
6Kestra Financial, Inc1,876460254$264,283237310
7Royal Alliance Associates Inc.2,876635212$239,646900
8MML Investors Services, LLC7,7141,936211$82,8645540
9AXA Advisors LLC4,7121,492199$124,776812429
10Waddell & Reed Financial Advisors1,467779181$175,302503261
11Securian Financial Services Inc.1,134449157$237,192191204
12Centaurus Financial Inc.633348147$234,12185236
13FSC Securities Corp.1,710374144$228,8841980
14Signator Investors Inc.2,007743142$158,269237554
15SagePoint Financial Inc.2,344578140$190,7322990
16Voya Financial Advisors Inc.1,800680126$182,991261283
17Woodbury Financial Services1,936538106$195,5381190
18Triad Advisors LLC81037382$303,93685210
19Geneos Wealth Management Inc.28515273$360,60255113
20Cadaret, Grant & Co. Inc.83030367$214,380108141
21Independent Financial Group LLC62522067$210,9007781
22Ameritas Investment Corp.1,38222459$97,9801240
23United Planners Financial Services53723154$257,00060104
24Kovack Securities, Inc.41522452$179,7357572
25PlanMember Securities Corp.45419145015443
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135 results found

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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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