Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
1Allstate Financial Services LLC
2American Portfolios Financial Services Inc.83732262$191,434100102
3Ameriprise Financial Services Inc.7,68600000
4Ameritas Investment Corp.1,38222459$97,9801240
5Arete Wealth Management1123115$198,33694
6Ausdal Financial Partners
7AXA Advisors LLC4,7121,492199$124,776812429
8BCG Securities, Inc.
9Bernardi Securities Inc.
10Berthel Fisher & Co. Financial Services Inc.
11Bolton Global Capital
12Broker Dealer Financial Services Corp.
13Cadaret, Grant & Co. Inc.83030367$214,380108141
14Calton & Associates Inc.313
15Cambridge Investment Research Inc.3,9561,369343$262,588754778
16Cantella & Co. Inc.
17Capital Analysts Inc.
18Capital Investment Co.18500000
19Centaurus Financial Inc.633348147$234,12185236
20Century Securities Associates Inc.
21Cetera Advisor Networks3,07100$180,4683630
22Cetera Advisors1,45000$205,6752010
23Cetera Financial Institutions1,76900$114,9293260
24Cetera Financial Specialists1,21800$85,7361060
25CFD Investments Inc.2006311$165,4894724
Next Page »

131 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video

INTV

Children of AI, and when they are coming to financial advice

Technology reporter Ryan Neal talks about the tremendous progress in artificial intelligence in other industries, and how its applications are slowly making headway in the advice sector.

Latest news & opinion

SEC advice rule hearing updates

Commission says a lot of work ahead, public will have 90 days to comment.

SEC advice proposal unveiling: Here's what to expect

Chairman Jay Clayton will initiate momentous action Wednesday, as the commission meets to debate a rule on broker and adviser standards.

How active are the largest actively managed funds?

Active-share measures for the 15 largest actively traded mutual funds.

Morgan Stanley's success looks long in the tooth to analyst

Sanford C. Bernstein & Co. analyst Christian Bolu, concerned over stalled adviser growth and what it means for lending and deposit growth, believes the stock will "under perform."

Retirement coverage gap, 401(k) rollovers are big emerging threats for plan advisers

Proliferation of state retirement programs approaching the 'tipping point' where it will lead the federal government to step in.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.