Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
1American Portfolios Financial Services Inc.80833371$228,4979487
2Ameriprise Financial Services Inc.7,70600000
3Ameritas Investment Corp.1,50824673$99,9141240
4BCG Securities, Inc.
5Berthel Fisher & Co. Financial Services Inc.324
6Broker Dealer Financial Services Corp.238544$96,7656521
7Cadaret, Grant & Co. Inc.86832658$205,548108146
8Calton & Associates Inc.305
9Cambridge Investment Research Inc.3,4951,186289$229,098671722
10Capital Investment Co.
11Centaurus Financial Inc.628348130$217,14280240
12Cetera Advisor Networks2,89700$192,6163260
13Cetera Advisors1,32000$217,7961770
14Cetera Financial Institutions1,96600$136,5363600
15Cetera Financial Specialists1,33300$85,9511160
16CFD Investments Inc.2286211$168,1964634
17Commonwealth Financial Network2,073940606$466,249773792
18Crown Capital Securities L.P.34510912$123,9582679
19CUNA Brokerage Services Inc.47624478$123,16519148
20D.A. Davidson & Co.400
21First Allied Securities, Inc.79000$305,9342190
22Fortune Financial Services, Inc.258263$61,274117
23Founders Financial Securities, LLC70557$335,9821424
24FSC Securities Corp.1,225447141$228,2081500
25Geneos Wealth Management Inc.27414667$436,46350105
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83 results found

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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.