Broker-dealer Data Center


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All 2011-2014 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
1American Portfolios Financial Services Inc.80833371$228,4979487
2Ameriprise Financial Services Inc.7,70600000
3Ameritas Investment Corp.1,50824673$99,9141240
4AXA Advisors4,7431,485163$114,399739435
5BCG Securities, Inc.
6Berthel Fisher & Co. Financial Services Inc.324
7Broker Dealer Financial Services Corp.238544$96,7656521
8Cadaret, Grant & Co. Inc.86832658$205,548108146
9Calton & Associates Inc.305
10Cambridge Investment Research Inc.3,4951,186289$229,098671722
11Capital Investment Co.
12Centaurus Financial Inc.628348130$217,14280240
13Cetera Advisor Networks2,89700$192,6163260
14Cetera Advisors1,32000$217,7961770
15Cetera Financial Institutions1,96600$136,5363600
16Cetera Financial Specialists1,33300$85,9511160
17CFD Investments Inc.2286211$168,1964634
18Commonwealth Financial Network2,073940606$466,249773792
19Crown Capital Securities L.P.34510912$123,9582679
20CUNA Brokerage Services Inc.47624478$123,16519148
21D.A. Davidson & Co.400
22First Allied Securities, Inc.79000$305,9342190
23Fortune Financial Services, Inc.258263$61,274117
24Founders Financial Securities, LLC70557$335,9821424
25FSC Securities Corp.1,225447141$228,2081500
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84 results found

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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.