Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
1Advisor Group
2Allstate Financial Services LLC
3American Portfolios Financial Services Inc.81134163$223,8229294
4Ameriprise Financial Services Inc.7,66800000
5Ameritas Investment Corp.1,36323357$80,2211150
6Arete Wealth Management1063011$126,73374
7Ausdal Financial Partners
8AXA Advisors LLC4,7651,474154$113,292718427
9BCG Securities, Inc.
10Bernardi Securities Inc.
11Berthel Fisher & Co. Financial Services Inc.307
12Bolton Global Capital75
13Broker Dealer Financial Services Corp.250
14Cadaret, Grant & Co. Inc.83031351$195,969110125
15Calton & Associates Inc.320
16Cambridge Investment Research Inc.3,7381,290279$244,238712763
17Cantella & Co. Inc. 165
18Capital Analysts Inc.
19Capital Investment Co.18500000
20Centaurus Financial Inc.635346145$228,62585240
21Century Securities Associates Inc.129
22Cetera Advisor Networks2,66500$184,4852850
23Cetera Advisors1,52500$187,4801550
24Cetera Financial Institutions1,8050003160
25Cetera Financial Specialists1,27800$86,843980
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138 results found

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  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.