Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps$100K-$499K reps$500K+ repsAvg. annual payoutEmployeesCFPs
101SA Stone
102SagePoint Financial Inc.1,461591163$243,9621960
103SCF Securities Inc.
104Schwab Independent Branch Services (Franchise)
105Securian Financial Services Inc.1,077454174$272,052172228
106Securities America Inc.3,2331,188390$204,949594747
107Securities Management and Research146
108Securities Service Network LLC
109Sigma Financial Corp.61826860$199,097126107
110Signator Investors Inc.
111SII Investments Inc.
112Spire Investment Partners LLC
113St. Bernard Financial Services Inc.11300034
114The Strategic Financial Alliance Inc.1344929$351,0004150
115Summit Brokerage Services, Inc.
116Synergy Investment Group
117TFS Securities Inc.
118The Leaders Group1,076479$122,3203387
119Thurston Springer Miller Herd & Titak68000915
120Tower Square Securities Inc.
121Transamerica Financial Advisors, Inc.3,10819480670
122Triad Advisors, LLC86225168$160,4580215
123TriCor Financial LLC
124Trustmont Financial Group Inc.88345$144,0001035
125Trutoro3460$87,43253
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    Notes
  • Rankings only include firms that participated in the InvestmentNews Independent Broker-dealer Survey on Recruitment & Staffing
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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