Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▼
1LPL Financial LLC$366,007,870
2AXA Advisors LLC$52,900,000
3Cambridge Investment Research Inc.$41,148,398
4MML Investors Services, LLC$11,506,814
5Investacorp Inc.$4,814,862
6M Holdings Securities Inc. (M Securities)$4,226,175
7Kovack Securities, Inc.$4,125,000
8CUNA Brokerage Services Inc.$3,900,000
9Infinity Financial Services $3,217,861
10NEXT Financial Group Inc.$3,075,897
11Signator Investors Inc.$2,613,992
12Principal Securities, Inc. (fka Princor Financial Services Corp.)$2,591,221
13United Planners Financial Services$2,147,888
14The O.N. Equity Sales Co.$1,828,651
15Cadaret, Grant & Co. Inc.$1,800,000
16J.W. Cole Financial Inc.$1,668,127
17Prospera Financial Services Inc.$1,506,390
18The Investment Center Inc.$1,230,569
19TFS Securities Inc.$1,200,000
20Ameritas Investment Corp.$1,143,593
21LaSalle St. Securities LLC$1,100,000
22Founders Financial Securities, LLC$1,021,100
23The Strategic Financial Alliance Inc.$888,993
24National Securities Corp. & Affiliates$478,000
25Broker Dealer Financial Services Corp.$405,474
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135 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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