Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Pre-tax earnings ▼
1LPL Financial LLC$366,007,870
2AXA Advisors LLC$52,900,000
3Cambridge Investment Research Inc.$41,148,398
4MML Investors Services, LLC$11,506,814
5Investacorp Inc.$4,814,862
6M Holdings Securities Inc. (M Securities)$4,226,175
7Kovack Securities, Inc.$4,125,000
8CUNA Brokerage Services Inc.$3,900,000
9Infinity Financial Services $3,217,861
10NEXT Financial Group Inc.$3,075,897
11Signator Investors Inc.$2,613,992
12Principal Securities, Inc. (fka Princor Financial Services Corp.)$2,591,221
13United Planners Financial Services$2,147,888
14The O.N. Equity Sales Co.$1,828,651
15Cadaret, Grant & Co. Inc.$1,800,000
16J.W. Cole Financial Inc.$1,668,127
17Prospera Financial Services Inc.$1,506,390
18The Investment Center Inc.$1,230,569
19TFS Securities Inc.$1,200,000
20Ameritas Investment Corp.$1,143,593
21LaSalle St. Securities LLC$1,100,000
22Founders Financial Securities, LLC$1,021,100
23The Strategic Financial Alliance Inc.$888,993
24National Securities Corp. & Affiliates$478,000
25Broker Dealer Financial Services Corp.$405,474
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video

Events

Carson Group's West: Family feud financial dynamics

Finding (and retaining) wealthy families to manage their wealth can be challenging. Carson Group's Paul West explains the secret to family success - and how can you keep them as clients for generations.

Video Spotlight

The Search for Income

Sponsored by PGIM Investments

Recommended Video

Path to growth

Latest news & opinion

T. Rowe Price steps up its game to serve financial advisers

The Baltimore-based mutual fund giant is more aggressively targeting financial advisers with a beefed-up wholesale crew and placement on custodial platforms.

The most important tax changes for 2018

The Internal Revenue Service issued inflation adjustments to more than 50 tax provisions for 2018.

Shift to Roth 401(k)s 'highly likely' part of tax reform: former Treasury official Mark Iwry

Mandated contributions to Roth accounts would likely only be partial, as opposed to having a full repeal of pre-tax accounts.

E*Trade acquiring custodian Trust Company of America

Discount broker buying second-tier custodian for $275 million.

Another thousand Dow points higher, and investors yawn

Market milestones keep falling like dominoes, with 51 records broken so far this year.