Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total revenue ▼
1LPL Financial LLC$4,202,641,183
2Ameriprise Financial Services, LLC$3,919,123,620
3Raymond James Financial Services Inc.$1,731,968,106
4Commonwealth Equity Services, LLC dba-Commonwealth Financial Network$1,006,829,973
5Wells Fargo Advisors Financial Network$864,052,000
6Lincoln Financial Network$854,613,002
7Northwestern Mutual $804,672,155
8Equitable Advisors, LLC$746,903,200
9Cambridge Investment Research, Inc.$698,143,752
10Cetera Advisor Networks$558,973,571
11Securities America Inc.$551,900,000
12Waddell & Reed Financial Advisors$526,106,759
13Royal Alliance Associates Inc.$461,218,000
14Kestra Financial, Inc$427,492,597
15National Planning Corporation (NPC) $407,786,000
16Voya Financial Advisors Inc.$406,398,963
17MML Investors Services, LLC$388,711,705
18Avantax Investment Services, Inc.$319,739,319
19Securian Financial Services Inc.$315,185,945
20Principal Securities, Inc. $314,137,343
21SagePoint Financial Inc.$312,337,000
22Signator Investors Inc.$303,902,179
23Cetera Financial Institutions$300,298,721
24Cetera Advisors$297,579,624
25FSC Securities Corp.$283,353,000
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138 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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