Broker-dealer Data Center


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Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Reps ▼
1LPL Financial LLC14,054
2Edward Jones13,839
3Lincoln Financial Network8,523
4Raymond James Financial Services Inc.7,795
5Ameriprise Financial Services Inc.7,706
6Northwestern Mutual Investment Services6,015
7MML Investors Services, LLC4,796
8AXA Advisors LLC4,743
9Transamerica Financial Advisors, Inc.4,620
10HD Vest Investment Services4,605
11Cambridge Investment Research Inc.3,495
12Cetera Advisor Networks2,897
13Voya Financial Advisors Inc.2,719
14Principal Securities, Inc. (fka Princor Financial Services Corp.)2,321
15Securities America Inc.2,078
16Commonwealth Financial Network2,073
17Waddell & Reed Financial Advisors1,978
18Cetera Financial Institutions1,966
19Royal Alliance Associates Inc.1,850
20Kestra Financial, Inc1,761
21SagePoint Financial Inc.1,687
22ProEquities Inc.1,527
23Ameritas Investment Corp.1,508
24Signator Investors Inc.1,440
25National Planning Corporation (NPC) 1,402
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135 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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