Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
1LPL Financial LLC$475,145,891,555
2Raymond James Financial Services Inc.$208,461,000,000
3Northwestern Mutual Investment Services$111,704,644,783
4AXA Advisors LLC$110,671,000,000
5Commonwealth Financial Network$101,400,000,000
6Wells Fargo Advisors Financial Network$87,450,000,000
7Cetera Advisor Networks$70,926,910,695
8MML Investors Services, LLC$70,677,555,001
9Kestra Financial, Inc$70,371,925,699
10Cambridge Investment Research Inc.$69,560,000,000
11Securities America Inc.$57,800,000,000
12Royal Alliance Associates Inc.$57,020,800,000
13Waddell & Reed Financial Advisors$51,046,929,728
14National Planning Corporation (NPC) $43,336,455,000
15Voya Financial Advisors Inc.$42,400,208,111
16HD Vest Investment Services$36,573,766,260
17SagePoint Financial Inc.$36,165,300,000
18FSC Securities Corp.$34,626,600,000
19M Holdings Securities Inc. (M Securities)$33,944,166,974
20INVEST Financial Corp.$33,177,290,000
21Cetera Financial Institutions$33,064,990,691
22Principal Securities, Inc. (fka Princor Financial Services Corp.)$32,518,384,884
23Signator Investors Inc.$31,018,606,382
24Cetera Advisors$29,638,133,255
25Woodbury Financial Services$29,636,300,000
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135 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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