Broker-dealer Data Center


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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▼
1LPL Financial LLC$421,575,446
2Northwestern Mutual Investment Services$102,736,361
3AXA Advisors LLC$51,600,000
4Cambridge Investment Research Inc.$42,421,155
5MML Investors Services, LLC$6,379,386
6CUNA Brokerage Services Inc.$5,800,000
7Investacorp Inc.$5,502,000
8Signator Investors Inc.$4,815,402
9Kovack Securities, Inc.$3,976,200
10M Holdings Securities Inc. (M Securities)$3,468,914
11United Planners Financial Services$1,951,734
12J.W. Cole Financial Inc.$1,888,380
13Cadaret, Grant & Co. Inc.$1,800,000
14Prospera Financial Services Inc.$1,758,120
15Ameritas Investment Corp.$1,200,000
16LaSalle St. Securities LLC$1,200,000
17Founders Financial Securities, LLC$1,142,862
18The O.N. Equity Sales Co.$1,015,415
19The Strategic Financial Alliance Inc.$834,953
20The Investment Center Inc.$832,500
21Arete Wealth Management$410,395
22Geneos Wealth Management Inc.$356,706
23NEXT Financial Group Inc.$274,658
24Nationwide Planning Associates, Inc.$52,627
25Infinity Financial Services $37,037
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135 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

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