Broker-dealer Data Center

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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▼
1LPL Financial LLC$421,575,446
2Investacorp Inc.$55,020,000
3MML Investors Services, LLC$6,379,386
4Prospera Financial Services Inc.$6,350,244
5Signator Investors Inc.$4,815,402
6Kovack Securities, Inc.$3,976,200
7M Holdings Securities Inc. (M Securities)$3,468,914
8United Planners Financial Services$1,951,734
9Cadaret, Grant & Co. Inc.$1,800,000
10Ameritas Investment Corp.$1,200,000
11LaSalle St. Securities LLC$1,200,000
12The O.N. Equity Sales Co.$1,015,415
13The Investment Center Inc.$832,500
14Arete Wealth Management$410,395
15Geneos Wealth Management Inc.$356,706
16NEXT Financial Group Inc.$274,658
17IMS Securities Inc./IMS Financial Advisors Inc.$100,222
18Nationwide Planning Associates, Inc.$52,627
19Infinity Financial Services $37,037
20Veritas Independent Partners$13,594
21Harbour Investments Inc.$9,250
22First Allied Securities, Inc.0
23Commonwealth Financial Network0
24Crown Capital Securities L.P.0
25Royal Alliance Associates Inc.0
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140 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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