Broker-dealer Data Center
All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.
|Firm||Pre-tax earnings ▼|
|1||LPL Financial LLC||$421,575,446|
|3||MML Investors Services, LLC||$6,379,386|
|4||Prospera Financial Services Inc.||$6,350,244|
|5||Signator Investors Inc.||$4,815,402|
|6||Kovack Securities, Inc.||$3,976,200|
|7||M Holdings Securities Inc. (M Securities)||$3,468,914|
|8||United Planners Financial Services||$1,951,734|
|9||Cadaret, Grant & Co. Inc.||$1,800,000|
|10||Ameritas Investment Corp.||$1,200,000|
|11||LaSalle St. Securities LLC||$1,200,000|
|12||The O.N. Equity Sales Co.||$1,015,415|
|13||The Investment Center Inc.||$832,500|
|14||Arete Wealth Management||$410,395|
|15||Geneos Wealth Management Inc.||$356,706|
|16||NEXT Financial Group Inc.||$274,658|
|17||IMS Securities Inc./IMS Financial Advisors Inc.||$100,222|
|18||Nationwide Planning Associates, Inc.||$52,627|
|19||Infinity Financial Services||$37,037|
|20||Veritas Independent Partners||$13,594|
|21||Harbour Investments Inc.||$9,250|
|22||First Allied Securities, Inc.||0|
|23||Commonwealth Financial Network||0|
|24||Crown Capital Securities L.P.||0|
|25||Royal Alliance Associates Inc.||0|
- N/A = Not available
- N/D = Not disclosed
- — = Information not available or not disclosed
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