Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▼
1LPL Financial LLC$297,516,562
2Northwestern Mutual Investment Services$102,736,361
3AXA Advisors LLC$51,600,000
4Cambridge Investment Research Inc.$42,421,155
5MML Investors Services, LLC$6,379,386
6CUNA Brokerage Services Inc.$5,800,000
7Investacorp Inc.$5,502,000
8Signator Investors Inc.$4,815,402
9Kovack Securities, Inc.$3,976,200
10United Planners Financial Services$1,951,734
11J.W. Cole Financial Inc.$1,888,380
12Cadaret, Grant & Co. Inc.$1,800,000
13Prospera Financial Services Inc.$1,758,120
14Ameritas Investment Corp.$1,200,000
15LaSalle St. Securities LLC$1,200,000
16Founders Financial Securities, LLC$1,142,862
17The O.N. Equity Sales Co.$1,015,415
18The Strategic Financial Alliance Inc.$834,953
19The Investment Center Inc.$832,500
20Arete Wealth Management$410,395
21Geneos Wealth Management Inc.$356,706
22NEXT Financial Group Inc.$274,658
23Nationwide Planning Associates, Inc.$52,627
24Infinity Financial Services $37,037
25Veritas Independent Partners$13,594
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130 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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