Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Reps ▼
1Edward Jones14,500
2LPL Financial LLC14,377
3Lincoln Financial Network8,885
4Raymond James Financial Services Inc.8,326
5Ameriprise Financial Services Inc.7,668
6AXA Advisors LLC4,765
7HD Vest Investment Services4,597
8MML Investors Services, LLC4,436
9Cambridge Investment Research Inc.3,738
10MSI Financial Services, Inc.3,723
11Transamerica Financial Advisors, Inc.3,307
12Voya Financial Advisors Inc.2,724
13Cetera Advisor Networks2,665
14Securities America Inc.2,209
15Signator Investors Inc.2,152
16Commonwealth Financial Network2,092
17Principal Securities, Inc. (fka Princor Financial Services Corp.)2,068
18Waddell & Reed Financial Advisors1,906
19Cetera Financial Institutions1,805
20Royal Alliance Associates Inc.1,795
21Kestra Financial1,712
22Cetera Advisors1,525
23SagePoint Financial Inc.1,439
24Wells Fargo Advisors Financial Network1,404
25Ameritas Investment Corp.1,363
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video

Events

Inside the first robo ETF

When it comes to exchange-traded funds, innovations come in all shapes and sizes. Check out Robo Global's Bill Studebaker discussing the first robo ETF.

Video Spotlight

Are Your Clients Prepared For Market Downturns?

Sponsored by Prudential

Video Spotlight

Path to growth

Video Spotlight

Path to growth

Latest news & opinion

What not to say to clients when the markets drop

Here's what advisers should steer clear of saying the next time stocks turn downward.

SEC bars former rep for alleged share price manipulation

George Thoreson tried to keep penny stock's price high to enable Nasdaq listing.

Nevada fiduciary law raises concerns among retirement professionals, brokerage industry

Critics complain that it conflicts with ERISA and SEC rules and has potential to spur other states to pass their own version of a fiduciary rule.

A special need for financial advice

Advisers don't have to be experts to help special needs families get a jump on lifelong planning.

Broker-dealers and RIAs at loggerheads over fiduciary rule delay

Companies and groups weighing in with comment letters have vastly different viewpoints on the delay's potential impact.