Broker-dealer Data Center

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Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
1LPL Financial LLC$509,439,452,888
2Raymond James Financial Services Inc.$242,885,545,531
3AXA Advisors LLC$119,818,000,000
4Commonwealth Financial Network$114,420,000,000
5Northwestern Mutual Investment Services$100,490,000,000
6Wells Fargo Advisors Financial Network$95,900,000,000
7Cetera Advisor Networks$81,300,338,725
8Cambridge Investment Research Inc.$78,508,000,000
9Kestra Financial, Inc$75,604,901,006
10MML Investors Services, LLC$73,100,000,000
11Securities America Inc.$66,000,000,000
12Royal Alliance Associates Inc.$60,798,064,568
13Signator Investors Inc.$53,128,582,641
14Waddell & Reed Financial Advisors$51,728,127,516
15Voya Financial Advisors Inc.$45,424,358,916
16National Planning Corporation (NPC) $44,664,613,000
17SagePoint Financial Inc.$39,072,712,432
18HD Vest Investment Services$38,664,000,000
19Cetera Advisors$37,238,207,943
20FSC Securities Corp.$35,732,589,766
21INVEST Financial Corp.$35,190,316,000
22Principal Securities, Inc. (fka Princor Financial Services Corp.)$34,544,887,802
23M Holdings Securities Inc. (M Securities)$34,042,891,000
24Cetera Financial Institutions$33,447,194,810
25Woodbury Financial Services$31,692,005,811
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130 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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