Broker-dealer Data Center


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All 2011-2015 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Total assets ▼
1LPL Financial LLC$509,439,452,888
2Raymond James Financial Services Inc.$242,886,000,000
3AXA Advisors LLC$119,818,000,000
4Commonwealth Financial Network$114,420,000,000
5Wells Fargo Advisors Financial Network$95,900,000,000
6Kestra Financial$75,604,901,006
7Cetera Advisor Networks$73,268,338,725
8MML Investors Services, LLC$73,100,000,000
9Securities America Inc.$66,000,000,000
10Royal Alliance Associates Inc.$60,798,064,568
11Signator Investors Inc.$53,128,582,641
12Waddell & Reed Financial Advisors$51,728,127,516
13Voya Financial Advisors Inc.$45,424,358,916
14National Planning Corporation (NPC) $44,664,613,000
15SagePoint Financial Inc.$39,072,712,432
16Cetera Advisors$37,238,207,943
17FSC Securities Corp.$35,732,589,766
18INVEST Financial Corp.$35,190,316,000
19Principal Securities, Inc. (fka Princor Financial Services Corp.)$34,544,887,802
20M Holdings Securities Inc. (M Securities)$34,042,891,000
21Cetera Financial Institutions$33,447,194,810
22Woodbury Financial Services$31,692,005,811
23Securian Financial Services Inc.$30,876,810,258
24First Allied Securities, Inc.$28,366,634,000
25Triad Advisors Inc.$25,771,171,228
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140 results found

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  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.