Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Total assets ▼
1LPL Financial LLC$509,439,452,888
2Raymond James Financial Services Inc.$242,885,545,531
3AXA Advisors LLC$119,818,000,000
4Commonwealth Financial Network$114,420,000,000
5Northwestern Mutual Investment Services$100,490,000,000
6Wells Fargo Advisors Financial Network$95,900,000,000
7Cetera Advisor Networks$81,300,338,725
8Cambridge Investment Research Inc.$78,508,000,000
9Kestra Financial, Inc$75,604,901,006
10MML Investors Services, LLC$73,100,000,000
11Securities America Inc.$66,000,000,000
12Royal Alliance Associates Inc.$60,798,064,568
13Signator Investors Inc.$53,128,582,641
14Waddell & Reed Financial Advisors$51,728,127,516
15Voya Financial Advisors Inc.$45,424,358,916
16National Planning Corporation (NPC) $44,664,613,000
17SagePoint Financial Inc.$39,072,712,432
18HD Vest Investment Services$38,664,000,000
19Cetera Advisors$37,238,207,943
20FSC Securities Corp.$35,732,589,766
21INVEST Financial Corp.$35,190,316,000
22Principal Securities, Inc. (fka Princor Financial Services Corp.)$34,544,887,802
23M Holdings Securities Inc. (M Securities)$34,042,891,000
24Cetera Financial Institutions$33,447,194,810
25Woodbury Financial Services$31,692,005,811
Next Page »

130 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video

Events

The importance of a diverse team

Clients, advisers, and even communities are telling firms that yes, diversity within the advisory community is important.

Latest news & opinion

Joe Duran has a game plan, and anyone can play

The CEO of United Capital built a formula for holistic financial planning that any firm can tap into — for a price.

LPL video about private equity looks like a swipe at Cetera

Recruiting video warns about potential consequences for advisers when a PE firm buys a broker-dealer.

Ladenburg chairman Phillip Frost steps down

The SEC charged Frost with fraud earlier this month.

Envestnet Tamarac partners with Schwab, TD on digital account openings

Auto-filling documents designed to make onboarding more efficient for RIAs and more convenient for clients.

Wells Fargo plans to cut staff up to 10% within next three years

Bank is struggling to cut spending amid regulatory fines and higher legal costs stemming from scandals.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.