Broker-dealer Data Center

Rankings

Recruitment & StaffingFinancialsAssets BreakdownCustom Ranking
Year
State
Clearing firm
Revenue
Total Assets
Total Reps
Advanced Options

All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

You are currently viewing a limited portion of the InvestmentNews B-D rankings.

Subscribe or log in to the B-D Data Center for access to the complete ranking.

Firm Total assets ▼
1LPL Financial LLC$509,439,452,888
2Raymond James Financial Services Inc.$242,886,000,000
3AXA Advisors LLC$119,818,000,000
4Commonwealth Financial Network$114,420,000,000
5Wells Fargo Advisors Financial Network$95,900,000,000
6Cambridge Investment Research Inc.$78,508,000,000
7Kestra Financial$75,604,901,006
8Cetera Advisor Networks$73,268,338,725
9MML Investors Services, LLC$73,100,000,000
10Securities America Inc.$66,000,000,000
11Royal Alliance Associates Inc.$60,798,064,568
12Signator Investors Inc.$53,128,582,641
13Waddell & Reed Financial Advisors$51,728,127,516
14Voya Financial Advisors Inc.$45,424,358,916
15National Planning Corporation (NPC) $44,664,613,000
16SagePoint Financial Inc.$39,072,712,432
17HD Vest Investment Services$38,664,000,000
18Cetera Advisors$37,238,207,943
19FSC Securities Corp.$35,732,589,766
20INVEST Financial Corp.$35,190,316,000
21Principal Securities, Inc. (fka Princor Financial Services Corp.)$34,544,887,802
22M Holdings Securities Inc. (M Securities)$34,042,891,000
23Cetera Financial Institutions$33,447,194,810
24Woodbury Financial Services$31,692,005,811
25Securian Financial Services Inc.$30,876,810,258
Next Page »

138 results found

Page 1 | 2 | 3 | 4 | 5 | 6 | View all

    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

Purchase the complete set of our independent broker-dealer data and profiles in an Excel spreadsheet.

For comments or suggestions about the BD Data Center, please contact us.

Disclaimer: All data and information is the property of InvestmentNews and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews. The data may only be used for internal business use such as to develop a mailing list but the data may not be resold, republished, redistributed, sublicensed or publicly displayed on a web site without the permission of InvestmentNews. All information contained within was obtained through InvestmentNews' annual independent B-D surveys.

Featured video

INTV

Women's retirement needs and the opportunity they present for advisers

Assistant managing editor Lorie Konish speaks with contributing editor Mary Beth Franklin about the unique planning considerations for women as they prepare for income needs later in life.

Latest news & opinion

Retirement planning for women

Longer lifespans and lower savings require creative income strategies.

Sean Spicer resigns as press secretary after Anthony Scaramucci is appointed communications director

Scaramucci is known as an ardent foe of the DOL fiduciary rule, having said during the campaign that Trump would repeal it .

Redoing the math on a 4% retirement withdrawal rate

Given the current interest-rate environment and other factors, advisers disagree about whether the number is too conservative or not conservative enough.

House panel passes bill to replace DOL fiduciary rule with one requiring disclosure of conflicts

Measure likely to continue in partisan advance in House, but could stall in Senate.