Broker-dealer Data Center

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All 2011-2016 recruitment and staffing data is as of Dec. 31 in the calendar year displayed. Prior year recruitment and staffing data is as of Sept. 30. All financial figures are for firms' year end, unless noted.

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Firm Pre-tax earnings ▼
1LPL Financial LLC$421,575,446
2AXA Advisors LLC$51,600,000
3Cambridge Investment Research Inc.$42,421,155
4MML Investors Services, LLC$6,379,386
5CUNA Brokerage Services Inc.$5,800,000
6Investacorp Inc.$5,502,000
7Signator Investors Inc.$4,815,402
8Kovack Securities, Inc.$3,976,200
9M Holdings Securities Inc. (M Securities)$3,468,914
10United Planners Financial Services$1,951,734
11J.W. Cole Financial Inc.$1,888,380
12Cadaret, Grant & Co. Inc.$1,800,000
13Prospera Financial Services Inc.$1,758,120
14LaSalle St. Securities LLC$1,200,000
15Ameritas Investment Corp.$1,200,000
16Founders Financial Securities, LLC$1,142,862
17The O.N. Equity Sales Co.$1,015,415
18The Strategic Financial Alliance Inc.$834,953
19The Investment Center Inc.$832,500
20Arete Wealth Management$410,395
21Geneos Wealth Management Inc.$356,706
22NEXT Financial Group Inc.$274,658
23IMS Securities Inc./IMS Financial Advisors Inc.$100,222
24Nationwide Planning Associates, Inc.$52,627
25Infinity Financial Services $37,037
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134 results found

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    Notes
  • N/A = Not available
  • N/D = Not disclosed
  • — = Information not available or not disclosed

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