RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Penland Legacy Advisors$238,346$83,399,429$7,648,653$91,048,082
2Estate & Trust Advisors$625,000$80,000,000$20,000,000$100,000,000
3Avivar Capital, LLC$25,000,000$0$100,000,000$100,000,000
4Game Plan Advisors, Inc.$119,210$100,006,802$10,680$100,017,482
5Pacific Financial Strategies, Inc$154,952$100,099,227$0$100,099,227
6Asset Management Resources, LLC$368,405$81,753,589$18,820,903$100,574,492
7Stokes Capital Advisors, LLC$510,584$100,585,000$0$100,585,000
8Woodside Wealth Management$289,067$100,478,469$116,678$100,595,147
9Matrix Planning Inc$708,480$46,709,802$53,894,303$100,604,105
10The Gleason Group, Inc.$211,898$100,651,662$0$100,651,662
11Strauss Financial Group, Inc.$234,186$100,700,000$0$100,700,000
12Econ Wealth Management$128,691$96,392,306$4,372,490$100,764,796
13Chao & Company, Ltd.$4,809,524$84,000,000$17,000,000$101,000,000
14Forteris Wealth Management, Inc.$260,601$100,207,628$905,582$101,113,210
15Hayden Harper Advisory$1,014,800$101,479,979$0$101,479,979
16Sage Hill Capital$401,108$53,566,979$47,913,432$101,480,411
17Lovett Financial Advisors, LLC$191,938$101,535,000$0$101,535,000
18Sandifer & Associates$213,400$101,578,573$0$101,578,573
19Carswell Investments$381,762$59,389,391$42,541,022$101,930,413
20Barclay Breland Family Office$589,595$102,000,000$0$102,000,000
21Bazis & Young Investment Group LLC$246,432$81,729,036$20,293,749$102,022,785
23RMG Capital Advisors$685,325$101,991,896$121,585$102,113,481
24Essential Investment Partners$747,209$89,685,673$12,681,955$102,367,628
25Worldview Wealth Advisors$355,017$98,100,000$4,500,000$102,600,000
26LTS Capital Advisors$221,784$65,213,000$37,473,000$102,686,000
27Frazier Financial Consultants, LLC$348,154$102,705,500$0$102,705,500
28Spoor, T. Richard$2,232,740$38,227,534$64,478,507$102,706,041
29Spinnaker Investment Group, LLC$281,568$85,865,611$16,906,844$102,772,455
30Quinn Financial Partners$101,325$99,509,156$3,335,746$102,844,902
31TTP Investments, Inc.$225,671$102,906,014$0$102,906,014
321620 Investment Advisors, Inc.$286,659$100,396,600$2,513,941$102,910,541
33Morgillo Financial Management$158,629$98,850,000$4,100,000$102,950,000
34Legacy Advisory Group$220,557$27,000,000$76,000,000$103,000,000
35Legacy Advisory Group, LLC$220,557$27,000,000$76,000,000$103,000,000
36Mighty Oak Strong America Investment Company$248,975$98,499,658$4,575,838$103,075,496
37Halbert Wealth Management, Inc$145,827$5,600,000$97,500,000$103,100,000
38Baldwin & Associates$896,629$0$103,112,350$103,112,350
39Moseley Investment Management, Inc.$179,043$103,128,842$0$103,128,842
40Minerva Planning Group$165,282$80,694,143$22,442,089$103,136,232
41Topturn Capital, LLC$469,064$81,073,731$22,120,388$103,194,119
42Clear Perspectives Financial Planning, LLC$197,042$103,250,000$0$103,250,000
43Core Wealth Advisors, Inc.$326,135$103,017,639$367,148$103,384,787
44American Financial & Tax Strategies, Inc.$779,200$103,633,584$0$103,633,584
45Summit Place Financial Advisors$779,643$103,692,580$0$103,692,580
46Thalassa Capital$474,030$96,341,656$7,470,939$103,812,595
47Katz Family Financial Advisors$155,013$0$103,858,485$103,858,485
48Bauerle Financial Inc$144,325$93,562,303$10,351,466$103,913,769
49Advisors Financial, Inc.$457,877$103,676,918$261,137$103,938,055
50Providus Advisors$325,872$80,757,161$23,195,942$103,953,103
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,778 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on December 5, 2016.