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RIA Data Center
Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.
Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.
Business Name
# of employees
High-net-worth client assets
Total AUM
Total accounts
| Rank | Business Name | Avg. account AUM | Discretionary AUM | Non-discretionary AUM | Total AUM |
|---|---|---|---|---|---|
| 1 | Chaney Capital Management Inc. | $196,850 | $100,000,000 | $0 | $100,000,000 |
| 2 | CTB Financial Services Ltd. | $621,118 | $0 | $100,000,000 | $100,000,000 |
| 3 | Kernodle & Katon Asset Management Group LLC | $141,243 | $100,000,000 | $0 | $100,000,000 |
| 4 | Darchuck Stewart Capital Advisors LLC | $498,515 | $72,465,443 | $27,736,039 | $100,201,482 |
| 5 | Westbourne Investments Inc. | $157,592 | $97,359,965 | $3,025,901 | $100,385,866 |
| 6 | Sound Investment Management Inc. | $1,129,895 | $0 | $100,560,678 | $100,560,678 |
| 7 | Weathervane Wealth Management LLC | $391,611 | $83,460,853 | $17,183,203 | $100,644,056 |
| 8 | Eliot Finkel Investment Counsel LLC | $589,019 | $100,722,307 | $0 | $100,722,307 |
| 9 | Paragon Wealth Management | $298,943 | $93,258,253 | $7,485,434 | $100,743,687 |
| 10 | Westend Capital Management LLC | $438,456 | $100,844,948 | $0 | $100,844,948 |
| 11 | Financial Management Concepts | $203,770 | $91,731,215 | $9,134,962 | $100,866,177 |
| 12 | Aequitas Wealth Management LLC | $410,464 | $100,974,196 | $0 | $100,974,196 |
| 13 | Barnett Financial Inc. | $291,874 | $92,515,803 | $8,472,707 | $100,988,510 |
| 14 | Charles D. Jones Capital Management Inc. | $1,507,463 | $96,000,000 | $5,000,000 | $101,000,000 |
| 15 | Independence Wealth Advisors Inc. | $250,674 | $88,696,905 | $12,324,651 | $101,021,556 |
| 16 | Vergepointe Wealth Management LLC | $562,090 | $66,073,500 | $35,102,750 | $101,176,250 |
| 17 | Wealthpoint Advisors LLC | $352,868 | $92,551,585 | $8,721,634 | $101,273,219 |
| 18 | Blue Ocean Portfolios LLC | $290,258 | $101,300,000 | $0 | $101,300,000 |
| 19 | Spraker Wealth Management Inc. | $342,675 | $101,227,467 | $204,375 | $101,431,842 |
| 20 | Davis Michael Kim | $825,171 | $101,496,000 | $0 | $101,496,000 |
| 21 | Townsend Asset Management Corp.. | $192,420 | $101,598,000 | $0 | $101,598,000 |
| 22 | Naples Money Management LLC | $958,703 | $92,144,734 | $9,477,790 | $101,622,524 |
| 23 | Pathways Advisory Group Inc. | $153,030 | $0 | $101,765,000 | $101,765,000 |
| 24 | Matrix Planning Inc. | $316,449 | $59,244,847 | $42,651,779 | $101,896,626 |
| 25 | Coraticum Asset Management LLC | $25,479,573 | $101,918,293 | $0 | $101,918,293 |
| 26 | Briggs Wealth Management LLC | $218,717 | $70,296,201 | $31,625,829 | $101,922,030 |
| 27 | Corcoran Group | $1,856,364 | $73,300,000 | $28,800,000 | $102,100,000 |
| 28 | Barry M. Corkern & Co. Inc. | $1,547,256 | $0 | $102,118,888 | $102,118,888 |
| 29 | Redhawk Wealth Advisors Inc. | $81,254 | $94,965,883 | $7,251,669 | $102,217,552 |
| 30 | J.E. Wilson Advisors LLC | $381,606 | $101,964,676 | $305,600 | $102,270,276 |
| 31 | Chelsea Advisors LLC | $542,473 | $100,785,610 | $1,741,823 | $102,527,433 |
| 32 | Cci Financial Group Inc. | $1,224,775 | $95,042,787 | $7,838,335 | $102,881,122 |
| 33 | Triton Wealth Management | $112,624 | $102,937,882 | $0 | $102,937,882 |
| 34 | Regent Wealth Management Inc. | $222,582 | $42,078,832 | $60,976,731 | $103,055,563 |
| 35 | Sterling Investment AdvisorsLLC | $336,911 | $103,094,637 | $0 | $103,094,637 |
| 36 | Arbor Capital Management Inc. | $267,098 | $103,100,000 | $0 | $103,100,000 |
| 37 | Financial Alternatives Inc. | $247,301 | $103,124,714 | $0 | $103,124,714 |
| 38 | Deane Retirement Strategies Inc. | $274,741 | $101,387,181 | $1,915,287 | $103,302,468 |
| 39 | Mainsail Asset Management LLC | $892,851 | $89,288,436 | $14,282,238 | $103,570,674 |
| 40 | Hayden Harper Advisory LLC | $138,451 | $103,700,000 | $0 | $103,700,000 |
| 41 | Peak Financial Advisors | $297,437 | $103,336,970 | $468,522 | $103,805,492 |
| 42 | Grunden Financial Advisory Inc. | $246,040 | $103,829,030 | $0 | $103,829,030 |
| 43 | Lifeway Financial Corp. | $380,370 | $103,840,985 | $0 | $103,840,985 |
| 44 | Jolliffe Capital Inc. | $301,282 | $98,983,463 | $4,958,885 | $103,942,348 |
| 45 | Colley Asset Management Inc. | $241,730 | $74,610,000 | $29,334,000 | $103,944,000 |
| 46 | First Financial Advisors Inc. | $118,170 | $103,989,654 | $0 | $103,989,654 |
| 47 | LJI Wealth Management LLC | $163,009 | $102,000,000 | $2,000,000 | $104,000,000 |
| 48 | Bryspen Inc. | $375,746 | $0 | $104,081,532 | $104,081,532 |
| 49 | Eurocapital Advisors LLC | $4,343,207 | $29,828,069 | $74,408,906 | $104,236,975 |
| 50 | Perspective Financial Services LLC | $143,249 | $102,729,804 | $1,555,770 | $104,285,574 |
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For more information about the RIA Data Center, please contact InvestmentNews Data.
Reprints: For reprints of these rankings, please contact Laura Picariello.
*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2012. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.