RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Penland Legacy Advisors$238,346$83,399,429$7,648,653$91,048,082
2Estate & Trust Advisors$625,000$80,000,000$20,000,000$100,000,000
3Avivar Capital, LLC$25,000,000$0$100,000,000$100,000,000
4Game Plan Advisors, Inc.$119,210$100,006,802$10,680$100,017,482
5Pacific Financial Strategies, Inc$154,952$100,099,227$0$100,099,227
6Asset Management Resources, LLC$368,405$81,753,589$18,820,903$100,574,492
7Woodside Wealth Management$289,067$100,478,469$116,678$100,595,147
8Matrix Planning Inc$708,480$46,709,802$53,894,303$100,604,105
9The Gleason Group, Inc.$211,898$100,651,662$0$100,651,662
10Strauss Financial Group, Inc.$234,186$100,700,000$0$100,700,000
11Econ Wealth Management$128,691$96,392,306$4,372,490$100,764,796
12Chao & Company, Ltd.$4,809,524$84,000,000$17,000,000$101,000,000
13Forteris Wealth Management, Inc.$260,601$100,207,628$905,582$101,113,210
14Cypress Capital Management, LLC$333,350$101,338,344$0$101,338,344
15Costello Asset Management, Inc.$204,396$101,380,555$0$101,380,555
16Hayden Harper Advisory$1,014,800$101,479,979$0$101,479,979
17Sage Hill Capital$401,108$53,566,979$47,913,432$101,480,411
18Sandifer & Associates$213,400$101,578,573$0$101,578,573
19Carswell Investments$381,762$59,389,391$42,541,022$101,930,413
20Barclay Breland Family Office$589,595$102,000,000$0$102,000,000
21Bazis & Young Investment Group LLC$246,432$81,729,036$20,293,749$102,022,785
23TTP Investments$219,005$102,056,236$0$102,056,236
24RMG Capital Advisors$685,325$101,991,896$121,585$102,113,481
25Essential Investment Partners$747,209$89,685,673$12,681,955$102,367,628
26LTS Capital Advisors$221,784$65,213,000$37,473,000$102,686,000
27Spoor, T. Richard$2,232,740$38,227,534$64,478,507$102,706,041
28Quinn Financial Partners$101,325$99,509,156$3,335,746$102,844,902
291620 Investment Advisors, Inc.$286,659$100,396,600$2,513,941$102,910,541
30Morgillo Financial Management$158,629$98,850,000$4,100,000$102,950,000
31Halbert Wealth Management, Inc$145,827$5,600,000$97,500,000$103,100,000
32Baldwin & Associates$896,629$0$103,112,350$103,112,350
33Moseley Investment Management, Inc.$179,043$85,499,244$17,629,598$103,128,842
34Minerva Planning Group$165,282$80,694,143$22,442,089$103,136,232
35Topturn Capital, LLC$469,064$81,073,731$22,120,388$103,194,119
36Clear Perspectives Financial Planning, LLC$197,042$103,250,000$0$103,250,000
37Core Wealth Advisors, Inc.$326,135$103,017,639$367,148$103,384,787
38Madison Family Advisors, Inc.$1,784,875$103,522,726$0$103,522,726
39American Financial & Tax Strategies, Inc.$779,200$103,633,584$0$103,633,584
40Summit Place Financial Advisors$779,643$103,692,580$0$103,692,580
41Thalassa Capital$474,030$96,341,656$7,470,939$103,812,595
42Katz Family Financial Advisors$155,013$0$103,858,485$103,858,485
43Bauerle Financial Inc$144,325$93,562,303$10,351,466$103,913,769
44Advisors Financial, Inc.$457,877$103,676,918$261,137$103,938,055
45Providus Advisors$325,872$80,757,161$23,195,942$103,953,103
46Buckley Investment Group, LLC$388,018$103,988,748$0$103,988,748
47Ludwick & Shirman$236,364$104,000,000$0$104,000,000
48Millstone Wealth Partners, LLC$1,509,670$29,781,228$74,386,000$104,167,228
49Kovalcik & Geraghty Wealth Partners LLP$179,772$102,159,806$2,108,057$104,267,863
50Investor's Capital Management$236,152$101,537,688$2,841,275$104,378,963
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,719 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 6, 2016.