RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Pronvest, Inc.$39,240$426,933,397$599,511,806$1,026,445,203
2Q3 Asset Management Corporation$55,072$109,427,404$0$109,427,404
3Dewaay Capital Management$65,042$163,622,397$21,877,924$185,500,321
4Chapel Hill Investment Analysts Inc$68,378$104,959,930$0$104,959,930
5Veros Partners, Inc.$71,188$152,699,210$0$152,699,210
6Whitcomb & Hess, Inc.$77,420$80,106,510$31,998,172$112,104,682
7Regatta Research & Money Management$77,659$116,141,831$3,686,287$119,828,118
8Tax Efficient Asset Management Solution, Inc.$83,055$191,026,802$0$191,026,802
9Kelly Financial Services$84,696$134,666,344$0$134,666,344
10Cloud Capital$87,672$252,757,704$0$252,757,704
11Redhawk Wealth Advisors, Inc.$88,148$118,717,970$2,838,746$121,556,716
12Advisors Management Group Inc$95,960$259,056,957$30,741,790$289,798,747
13M.Z. Kark & Associates, Inc$96,647$146,634,166$6,745,406$153,379,572
14Hallett Advisors$96,737$110,860,246$0$110,860,246
15Nepsis Capital Management, Inc.$97,273$214,000,000$0$214,000,000
16Bradway Financial$99,061$95,687,530$10,307,509$105,995,039
17Kessler Investment Group$104,942$73,664,365$29,703,784$103,368,149
18Financial Engines Advisors$105,615$88,200,000,000$0$88,200,000,000
19Richmond Brothers, Inc.$105,806$171,510,874$58,299,254$229,810,128
20Caplan Financial Group$113,248$181,038,754$1,063,975$182,102,729
21The Pacific Financial Group, Inc.$114,305$825,381,316$13,614,680$838,995,996
22Schulmerich & Associates Asset Management$117,895$112,000,000$0$112,000,000
23McIlrath & Eck$118,442$111,927,312$0$111,927,312
24Eley Financial Management, Inc.$118,888$178,213,584$0$178,213,584
25Vickery Financial Services, Inc.$119,370$0$144,914,609$144,914,609
26Dorman Financial Management, P.A.$119,416$105,299,000$5,400,000$110,699,000
27Regatta Capital Group$119,686$73,213,962$50,182,081$123,396,043
2893 Financial Group$120,191$133,852,967$160,500$134,013,467
29Schwarz Dygos Wheeler Investment Advisors$120,941$94,306,000$38,487,000$132,793,000
30Kingsmark Private Financial Advisors$120,994$99,019,931$22,578,653$121,598,584
31The Mutual Fund Store$121,589$2,369,897,524$0$2,369,897,524
32Wealth Management International, Ltd.$122,690$94,403,130$14,790,793$109,193,923
33Whitley Penn Financial, L.L.P.$123,036$215,513,164$24,283,146$239,796,310
34Brogan Financial, Inc.$125,193$122,346,271$5,726,070$128,072,341
35Lifestage Wealth Management$127,303$105,447,430$1,742,100$107,189,530
36Halbert Wealth Management, Inc$131,586$2,400,000$98,000,000$100,400,000
37Financial Symmetry Inc.$134,163$0$186,754,227$186,754,227
38Marrs Wealth Management$135,496$110,565,030$0$110,565,030
39Retirement Wealth Advisors, Inc.$137,213$134,772,850$2,715,032$137,487,882
40Columbia River Advisors$139,553$110,000,000$14,900,000$124,900,000
41Fagan Associates Inc$139,589$225,223,965$1,747,209$226,971,174
42Financial Consulate$139,679$305,187,954$18,029,378$323,217,332
43The Personal Wealth Coach$139,779$106,737,201$54,121$106,791,322
44First Financial Advisors Inc$141,500$127,774,163$0$127,774,163
45Triton Wealth Management$141,832$134,882,000$0$134,882,000
46Natural Investments$142,809$225,521,234$831,156$226,352,390
47LJI Wealth Management$143,216$103,911,459$3,213,756$107,125,215
48Cannon Beach Consultants Inc$147,789$93,446,342$20,646,715$114,093,057
49Premier Estate Planners$150,164$33,258,770$101,287,904$134,546,674
50Trinity Portfolio Advisors$151,298$227,865,271$1,200,000$229,065,271
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2014. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.