RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Alpha & Omega$4,696$206,142,000$155,310,000$361,452,000
2John E. Sestina and Company$32,092$197,108,211$340,716,917$537,825,128
3Q3 Asset Management Corporation$47,697$264,480,926$0$264,480,926
4Clark Financial Services Group, Inc.$62,174$166,298,000$16,184,000$182,482,000
5Allen Capital Group, LLC$63,065$295,200,422$8,583,130$303,783,552
6Regatta Research & Money Management$77,105$106,031,258$5,694,292$111,725,550
7Whitcomb & Hess, Inc.$84,563$95,474,965$36,951,283$132,426,248
8Bradway Financial, LLC$86,914$123,608,265$8,762,019$132,370,284
9Global Financial Private Capital, LLC$89,005$5,676,356,475$0$5,676,356,475
10Boston Standard Wealth Management$91,935$136,707,404$0$136,707,404
11Richmond Brothers, Inc.$92,921$194,584,718$93,657,064$288,241,782
12Millennium Advisory Services, Inc.$94,591$177,168,165$0$177,168,165
13Mullooly Asset Management, Inc.$95,362$147,600,000$1,927,196$149,527,196
14CTB Financial Services, Ltd.$98,710$0$148,656,782$148,656,782
15McAdam LLC$100,733$251,027,383$0$251,027,383
16Advisors Management Group Inc$102,787$327,138,269$32,410,084$359,548,353
17Kiker Wealth Management, LLC$103,709$127,457,907$0$127,457,907
18Imus Wilkinson & Mundinger Investment Management, LLC$105,022$132,643,337$0$132,643,337
19Spreng Capital Management, Inc.$106,030$111,119,951$0$111,119,951
20Nikulski Financial, Inc.$106,474$86,700,000$20,200,000$106,900,000
21Clay Northam Wealth Management$108,265$107,503,000$1,628,000$109,131,000
22Copperleaf Capital, LLC$109,082$109,361,556$70,187,322$179,548,878
23Nepsis Capital Management, Inc.$111,989$286,244,465$0$286,244,465
24Quinn Stauffer Financial, LLC$112,875$120,784,539$3,152,522$123,937,061
25Robert Gordon & Associates Inc$113,088$0$134,575,000$134,575,000
26Kingsview Asset Management, LLC$113,317$345,956,555$29,690,112$375,646,667
27Potomac Fund Management$116,208$184,186,419$2,676,462$186,862,881
28Rachor Investment Advisory Services, LLC$117,215$110,416,437$0$110,416,437
29Hallett Advisors$117,449$117,683,623$0$117,683,623
30Lifestage Wealth Management$117,775$120,847,379$2,345,439$123,192,818
31Financial Engines Advisors$118,298$138,000,000,000$0$138,000,000,000
32Kessler Investment Group$118,324$113,842,921$21,637,780$135,480,701
33Ranstrom Berg Wealth Management, LLC$119,795$123,424,784$7,870,114$131,294,898
34Hilltop Wealth Advisors, LLC$122,402$174,300,000$0$174,300,000
35Miller Financial Services LLC$122,887$100,910,910$4,771,791$105,682,701
36Collegiate Capital Management, Inc.$123,277$230,664,159$39,558,099$270,222,258
37LJI Wealth Management$125,369$167,364,111$2,635,889$170,000,000
38J2 Capital Management, Inc.$128,793$105,739,095$0$105,739,095
39Dorman Financial Management, P.A.$129,205$125,746,276$4,621,845$130,368,121
40MKD Wealth Coaches, LLC$129,447$170,988,062$4,800,319$175,788,381
41Meixler Investment Management, Ltd.$131,019$117,000,000$0$117,000,000
42Washington Wealth Advisors, LLC$131,390$103,229,385$11,342,629$114,572,014
43Vickery Financial Services, Inc.$132,271$0$201,316,541$201,316,541
44The Pacific Financial Group, Inc.$132,277$1,730,276,521$54,006,075$1,784,282,596
45LD Lowe Wealth Advisory$132,384$116,630,059$0$116,630,059
46Foster Victor Wealth Advisors, LLC$132,406$138,075,317$3,731,543$141,806,860
47Allgen Financial Advisors, Inc.$132,438$132,273,782$164,321$132,438,103
48Financial Symmetry Inc.$133,497$1,600,000$288,756,461$290,356,461
49Natural Investments$134,379$333,304,208$3,315,259$336,619,467
50Capital Square, LLC$134,419$168,623,834$475,025$169,098,859
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,906 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2017. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June 5, 2017.