RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Alpha & Omega$4,696$206,142,000$155,310,000$361,452,000
2John E. Sestina and Company$32,092$197,108,211$340,716,917$537,825,128
3Q3 Asset Management Corporation$47,697$264,480,926$0$264,480,926
4Clark Financial Services Group, Inc.$62,174$166,298,000$16,184,000$182,482,000
5Allen Capital Group, LLC$63,065$295,200,422$8,583,130$303,783,552
6Regatta Research & Money Management$77,105$106,031,258$5,694,292$111,725,550
7Clear Creek Financial Management, LLC$78,590$101,381,703$0$101,381,703
8Whitcomb & Hess, Inc.$84,563$95,474,965$36,951,283$132,426,248
9Compass Financial Group$88,571$295,000,000$15,000,000$310,000,000
10Global Financial Private Capital, LLC$89,005$5,676,356,475$0$5,676,356,475
11Boston Standard Wealth Management$91,935$136,707,404$0$136,707,404
12Richmond Brothers, Inc.$92,921$194,584,718$93,657,064$288,241,782
13Millennium Advisory Services, Inc.$94,591$177,168,165$0$177,168,165
14Mullooly Asset Management, Inc.$95,362$147,600,000$1,927,196$149,527,196
15CTB Financial Services, Ltd.$98,710$0$148,656,782$148,656,782
16McAdam LLC$100,733$251,027,383$0$251,027,383
17Advisors Management Group Inc$102,787$327,138,269$32,410,084$359,548,353
18Kiker Wealth Management, LLC$103,709$127,457,907$0$127,457,907
19J2 Capital Management, Inc.$104,596$111,185,577$0$111,185,577
20Imus Wilkinson & Mundinger Investment Management, LLC$105,022$132,643,337$0$132,643,337
21Spreng Capital Management, Inc.$106,030$111,119,951$0$111,119,951
22Nikulski Financial, Inc.$106,474$86,700,000$20,200,000$106,900,000
23Clay Northam Wealth Management$108,265$107,503,000$1,628,000$109,131,000
24Copperleaf Capital, LLC$109,082$109,361,556$70,187,322$179,548,878
25Nepsis Capital Management, Inc.$111,989$286,244,465$0$286,244,465
26Quinn Stauffer Financial, LLC$112,875$120,784,539$3,152,522$123,937,061
27Robert Gordon & Associates Inc$113,088$0$134,575,000$134,575,000
28Kingsview Asset Management, LLC$113,317$345,956,555$29,690,112$375,646,667
29Haydel, Biel & Associates$114,286$112,000,000$0$112,000,000
30Potomac Fund Management$116,208$184,186,419$2,676,462$186,862,881
31Hallett Advisors$117,449$117,683,623$0$117,683,623
32Lifestage Wealth Management$117,775$120,847,379$2,345,439$123,192,818
33Financial Engines Advisors$118,298$138,000,000,000$0$138,000,000,000
34Ranstrom Berg Wealth Management, LLC$119,795$123,424,784$7,870,114$131,294,898
35Hilltop Wealth Advisors, LLC$122,402$174,300,000$0$174,300,000
36Miller Financial Services LLC$122,887$100,910,910$4,771,791$105,682,701
37Collegiate Capital Management, Inc.$123,277$230,664,159$39,558,099$270,222,258
38Kessler Investment Group$124,414$122,975,683$19,478,641$142,454,324
39LJI Wealth Management$125,369$167,364,111$2,635,889$170,000,000
40Dorman Financial Management, P.A.$129,205$125,746,276$4,621,845$130,368,121
41MKD Wealth Coaches, LLC$129,447$170,988,062$4,800,319$175,788,381
42Meixler Investment Management, Ltd.$131,019$117,000,000$0$117,000,000
43Washington Wealth Advisors, LLC$131,390$103,229,385$11,342,629$114,572,014
44Vickery Financial Services, Inc.$132,271$0$201,316,541$201,316,541
45LD Lowe Wealth Advisory$132,384$116,630,059$0$116,630,059
46Foster Victor Wealth Advisors, LLC$132,406$138,075,317$3,731,543$141,806,860
47Allgen Financial Advisors, Inc.$132,438$132,273,782$164,321$132,438,103
48Jeffrey N. Mehler, CFP$134,088$82,304,756$54,464,691$136,769,447
49Chessman Wealth Strategies$134,305$164,104,837$14,924,156$179,028,993
50Natural Investments$134,379$333,304,208$3,315,259$336,619,467
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Showing 1 to 50 of 1,937 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,937 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2017. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on December 11, 2017.


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