RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Alpha & Omega$3,079$170,519,905$94,958,653$265,478,558
2Q3 Asset Management Corporation$32,769$160,467,378$0$160,467,378
3Veros Partners, Inc.$50,715$159,250,190$8,514,908$167,765,098
4Allen Capital Group, LLC$62,890$232,000,000$0$232,000,000
5Bradway Financial$69,461$104,470,000$0$104,470,000
6Regatta Research & Money Management$74,574$122,583,536$3,298,123$125,881,659
7Whitcomb & Hess, Inc.$79,114$87,710,875$33,413,320$121,124,195
8Chapel Hill Investment Analysts Inc$79,269$114,702,614$0$114,702,614
9Provident Capital Management Inc$84,282$115,040,762$510,452$115,551,214
10Kelly Financial Services$93,750$150,000,000$0$150,000,000
11Advisors Management Group Inc$97,633$272,517,353$32,584,905$305,102,258
12Caplan Financial Group$101,288$165,123,563$1,596,626$166,720,189
13M.Z. Kark & Associates, Inc$102,274$158,673,222$2,714,460$161,387,682
14Hallett Advisors$102,400$117,350,113$0$117,350,113
15Richmond Brothers, Inc.$103,041$193,376,848$74,531,017$267,907,865
16Oliver Capital Management$103,100$0$112,894,123$112,894,123
17Kessler Investment Group$108,372$78,730,338$23,247,604$101,977,942
18Financial Engines Advisors$109,490$104,000,000,000$0$104,000,000,000
19Redhawk Wealth Advisors, Inc.$110,438$189,000,000$3,272,761$192,272,761
20Quinn Financial Partners$110,759$97,294,834$2,831,645$100,126,479
21Schulmerich & Associates Asset Management$117,895$112,000,000$0$112,000,000
22CTB Financial Services, Ltd.$118,421$0$135,000,000$135,000,000
23Dorman Financial Management, P.A.$118,919$110,000,000$0$110,000,000
24The Pacific Financial Group, Inc.$123,513$1,108,290,571$15,920,893$1,124,211,464
25The Mutual Fund Store$123,970$10,080,000,000$0$10,080,000,000
26Nepsis Capital Management, Inc.$126,000$252,000,000$0$252,000,000
27Schwarz Dygos Wheeler Investment Advisors$126,522$111,461,000$40,239,000$151,700,000
28Allgen Financial Services, Inc.$127,624$115,000,000$500,000$115,500,000
29Brogan Financial, Inc.$127,771$134,226,080$5,043,833$139,269,913
30MGP Wealth Management$128,073$0$174,563,724$174,563,724
3193 Financial Group$128,157$170,577,035$0$170,577,035
32Vickery Financial Services, Inc.$128,630$0$180,596,420$180,596,420
33Lifestage Wealth Management$128,711$112,054,913$1,854,224$113,909,137
34Efficient Market Advisors$129,139$458,256,246$124,421,152$582,677,398
35McIlrath & Eck$131,595$152,650,000$0$152,650,000
36Eley Financial Management, Inc.$131,957$192,524,560$0$192,524,560
37Financial Symmetry Inc.$133,225$0$226,482,808$226,482,808
38Vista Financial Advisors, Inc.$133,566$100,687,299$2,959,801$103,647,100
39Motley Fool Wealth Management, LLC$134,021$130,000,000$0$130,000,000
40Lighthouse Financial Advisors, Inc.$134,441$1,179,686$226,159,949$227,339,635
41Imus Wilkinson Investment Management$134,785$101,450,000$2,200,000$103,650,000
43LJI Wealth Management$136,219$123,124,538$2,196,986$125,321,524
44Personal Capital Advisors Corporation$137,266$1,248,300,000$0$1,248,300,000
45Sawtooth Solutions$138,054$355,086,099$74,539,063$429,625,162
46Meixler Investment Management, Ltd.$140,909$155,000,000$0$155,000,000
47CAFG Wealth Management$140,998$102,950,002$12,527,195$115,477,197
48Praetorian Guard$143,062$122,604,402$0$122,604,402
49Regatta Capital Group$143,094$97,288,051$53,389,705$150,677,756
50Independence Financial Advisors$144,173$134,408,231$4,862,895$139,271,126
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified over 1,600 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2015. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2015, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on June 11, 2015.