RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Alpha & Omega$3,384$190,000,000$115,000,000$305,000,000
2John E. Sestina and Company$26,915$167,188,301$329,370,600$496,558,901
3Q3 Asset Management Corporation$40,218$203,423,816$0$203,423,816
4The Helmstar Group, LLC$57,205$110,347,643$0$110,347,643
5Whitcomb & Hess, Inc.$71,735$78,064,882$33,195,741$111,260,623
6Chapel Hill Investment Analysts Inc$73,164$113,770,708$0$113,770,708
7Kiker Wealth Management, LLC$75,765$114,101,119$1,137,371$115,238,490
8McAdam LLC$76,497$186,193,722$0$186,193,722
9Allen Capital Group, LLC$76,845$254,973,084$0$254,973,084
10Boston Standard Wealth Management$87,719$129,122,944$0$129,122,944
11Global Financial Private Capital, LLC$87,959$5,864,324,208$0$5,864,324,208
12Richmond Brothers, Inc.$91,947$190,037,750$88,376,952$278,414,702
13Robert Gordon & Associates Inc$92,036$0$106,485,200$106,485,200
14Mullooly Asset Management, Inc.$94,093$135,893,447$1,011,986$136,905,433
15Advisors Management Group Inc$94,730$277,672,534$28,875,327$306,547,861
16Quinn Financial Partners$101,325$99,509,156$3,335,746$102,844,902
17Kessler Investment Group$102,426$86,801,311$21,053,097$107,854,408
18Caplan Financial Group$105,430$152,135,082$1,475,787$153,610,869
19Wisdom & Wealth Solutions, LLC$106,752$100,056,838$62,206,045$162,262,883
20Oliver Capital Management$110,220$0$127,635,103$127,635,103
21Bradway Financial$110,621$126,593,111$7,368,812$133,961,923
22CTB Financial Services, Ltd.$112,000$0$140,000,000$140,000,000
23Meixler Investment Management, Ltd.$112,245$110,000,000$0$110,000,000
24LJI Wealth Management$113,935$139,202,989$2,076,981$141,279,970
25Vickery Financial Services, Inc.$116,417$0$166,243,526$166,243,526
26McIlrath & Eck$116,562$152,695,669$0$152,695,669
27Rachor Investment Advisory Services, LLC$117,215$110,416,437$0$110,416,437
28Lifestage Wealth Management$118,881$109,736,358$1,655,137$111,391,495
29Game Plan Advisors, Inc.$119,210$100,006,802$10,680$100,017,482
30Allgen Financial Services, Inc.$119,901$120,000,000$500,000$120,500,000
31Financial Symmetry Inc.$120,075$0$228,021,975$228,021,975
32Bradley & Company, LLC$121,077$88,300,000$46,580,000$134,880,000
33Financial Engines Advisors$121,688$113,000,000,000$0$113,000,000,000
34Northwest Wealth Management, LLC$122,227$343,090,795$0$343,090,795
35Praetorian Guard$122,748$134,654,971$0$134,654,971
36The Pacific Financial Group, Inc.$124,642$1,366,491,993$53,928,174$1,420,420,167
37Natural Investments$126,861$268,288,305$5,986,070$274,274,375
38Schwarz Dygos Wheeler Investment Advisors$126,974$129,367,000$41,286,000$170,653,000
39Econ Wealth Management$128,691$96,392,306$4,372,490$100,764,796
4093 Financial Group$128,729$196,312,031$0$196,312,031
41Brogan Financial, Inc.$128,749$142,808,623$4,738,266$147,546,889
42J2 Capital Management, Inc.$128,793$105,739,095$0$105,739,095
43MKD Wealth Coaches$130,345$181,431,496$4,701,539$186,133,035
44Review Services Inc$130,346$0$114,704,511$114,704,511
45Nepsis Capital Management, Inc.$131,195$262,389,925$0$262,389,925
46CAFG Wealth Management$131,947$94,375,621$16,327,817$110,703,438
47Lighthouse Financial Advisors, Inc.$132,860$527,985$231,179,763$231,707,748
48Eley Financial Management, Inc.$134,069$189,841,792$0$189,841,792
49Boyle Capital$135,612$213,840,125$27,956,595$241,796,720
50Schulmerich & Associates Asset Management$135,882$115,500,000$0$115,500,000
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,778 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2016. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on December 5, 2016.