RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Pronvest, Inc.$39,240$426,933,397$599,511,806$1,026,445,203
2Allen Capital Group, LLC$52,292$154,000,000$0$154,000,000
3Q3 Asset Management Corporation$55,072$109,427,404$0$109,427,404
4Dewaay Capital Management$65,042$163,622,397$21,877,924$185,500,321
5Chapel Hill Investment Analysts Inc$68,378$104,959,930$0$104,959,930
6Veros Partners, Inc.$71,188$152,699,210$0$152,699,210
7Traynor Capital Management$74,667$70,000,000$42,000,000$112,000,000
8Whitcomb & Hess, Inc.$77,420$80,106,510$31,998,172$112,104,682
9Regatta Research & Money Management$77,659$116,141,831$3,686,287$119,828,118
10Kelly Financial Services$84,696$134,666,344$0$134,666,344
11Cloud Capital$87,672$252,757,704$0$252,757,704
12Redhawk Wealth Advisors, Inc.$88,148$118,717,970$2,838,746$121,556,716
13Advisors Management Group Inc$95,960$259,056,957$30,741,790$289,798,747
14M.Z. Kark & Associates, Inc$96,647$146,634,166$6,745,406$153,379,572
15Hallett Advisors$96,737$110,860,246$0$110,860,246
16Nepsis Capital Management, Inc.$97,273$214,000,000$0$214,000,000
17Bradway Financial$99,061$95,687,530$10,307,509$105,995,039
18Oliver Capital Management$104,564$0$101,427,184$101,427,184
19Kessler Investment Group$104,942$73,664,365$29,703,784$103,368,149
20Financial Engines Advisors$105,615$88,200,000,000$0$88,200,000,000
21Richmond Brothers, Inc.$105,806$171,510,874$58,299,254$229,810,128
22Caplan Financial Group$113,248$181,038,754$1,063,975$182,102,729
23Schulmerich & Associates Asset Management$117,895$112,000,000$0$112,000,000
24McIlrath & Eck$118,442$111,927,312$0$111,927,312
25Eley Financial Management, Inc.$118,888$178,213,584$0$178,213,584
26Vickery Financial Services, Inc.$119,370$0$144,914,609$144,914,609
27Dorman Financial Management, P.A.$119,416$105,299,000$5,400,000$110,699,000
28Regatta Capital Group$119,686$73,213,962$50,182,081$123,396,043
29The Mutual Fund Store$119,998$9,620,000,000$0$9,620,000,000
30Allgen Financial Services, Inc.$120,163$114,275,000$0$114,275,000
3193 Financial Group$120,191$133,852,967$160,500$134,013,467
32Schwarz Dygos Wheeler Investment Advisors$120,941$94,306,000$38,487,000$132,793,000
33Kingsmark Private Financial Advisors$120,994$99,019,931$22,578,653$121,598,584
34The Pacific Financial Group, Inc.$122,460$1,033,263,076$15,236,744$1,048,499,820
35Whitley Penn Financial, L.L.P.$123,036$215,513,164$24,283,146$239,796,310
36Brogan Financial, Inc.$125,193$122,346,271$5,726,070$128,072,341
37Lifestage Wealth Management$127,303$105,447,430$1,742,100$107,189,530
38Personal Capital Advisors Corporation$131,146$861,759,448$0$861,759,448
39Halbert Wealth Management, Inc$131,586$2,400,000$98,000,000$100,400,000
40Lighthouse Financial Advisors, Inc.$133,250$632,288$210,701,574$211,333,862
41Motley Fool Wealth Management, LLC$134,021$130,000,000$0$130,000,000
42Financial Symmetry Inc.$134,163$0$186,754,227$186,754,227
43Marrs Wealth Management$135,496$110,565,030$0$110,565,030
44Fagan Associates Inc$139,589$225,223,965$1,747,209$226,971,174
45Financial Consulate$139,679$305,187,954$18,029,378$323,217,332
46The Personal Wealth Coach$139,779$106,737,201$54,121$106,791,322
47First Financial Advisors Inc$141,500$127,774,163$0$127,774,163
48Triton Wealth Management$141,832$134,882,000$0$134,882,000
49Natural Investments$142,809$225,521,234$831,156$226,352,390
50LJI Wealth Management$143,216$103,911,459$3,213,756$107,125,215
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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1. To qualify, firms must have met the following criteria: (1) Latest ADV filing date is either on or after Jan. 1, 2014. (2) Total AUM is at least $100M. (3) Does not have employees who are registered representatives of a broker-dealer. (4) Provided investment advisory services to clients during its most recently completed fiscal year. (5) No more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies). (6) No more than 25% of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants). (7) No more than 25% of regulatory assets under management is attributable to corporations or other businesses. (8) Does not receive commissions. (9) Provides financial planning services. (10) Is not actively engaged in business as a broker-dealer (registered or unregistered). (11) Is not actively engaged in business as a registered representative of a broker-dealer. (12) Has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.