RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.


# of employees


Total AUM


Total accounts


Discretionary AUM


Avg. discretionary account AUM


Non-discretionary AUM


Non-discretionary accounts


Average non-discretionary account AUM


Avg. account AUM

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1WE Family Offices$105,404,852$0$7,378,339,633$7,378,339,633
2Shepherd Kaplan LLC$4,939,681$861,590,624$5,347,587,805$6,209,178,429
3Brick Capital Management Inc$100,424,000$0$2,510,600,000$2,510,600,000
4The Pacific Financial Group, Inc.$143,971$2,285,432,799$42,428,383$2,327,861,182
5Alaska Permanent Capital Management Co$17,840,435$2,177,391,520$106,184,167$2,283,575,687
6Cresset Wealth Advisors$11,874,057$1,686,116,044$0$1,686,116,044
7Yale Capital Corp.$15,680,809$1,677,846,566$0$1,677,846,566
8Circle Wealth Management$2,585,066$713,931,794$935,340,327$1,649,272,121
9Financial Clarity, Inc.$47,063,613$0$1,458,972,000$1,458,972,000
10Daintree Advisors$918,360$1,107,236,000$18,673,000$1,125,909,000
11LGL Partners, LLC$21,560,431$601,293,144$519,849,257$1,121,142,401
12Bitterroot Capital Advisors LLC$72,207,600$107,235,454$975,878,550$1,083,114,004
13True North Management Group$124,932,080$999,456,643$0$999,456,643
14Astraeus Advisers$1,436,052$414,436,812$488,839,960$903,276,772
15Robustwealth Inc.$182,731$41,453,457$825,604,501$867,057,958
16Fiduciary Wealth Partners, LLC$4,375,335$861,941,091$0$861,941,091
17Cherry Creek Family Offices$1,150,461$0$846,739,650$846,739,650
18Johnson Financial Group$1,835,152$503,654,515$318,493,649$822,148,164
19Frank, Rimerman Advisors LLC$10,110,330$720,122,931$88,703,488$808,826,419
20Darrell & King, LLC$4,312,470$793,494,436$0$793,494,436
21Bridgecreek Investment Management$10,156,250$650,000,000$0$650,000,000
22Anodos Advisors$3,216,489$0$604,700,000$604,700,000
23Cohen Capital Management Inc$4,125,431$577,560,405$0$577,560,405
24Mitchell Vaught & Taylor Inc$3,455,101$487,860,990$61,500,053$549,361,043
25Family WMS$828,804$409,026,216$115,606,441$524,632,657
26RPG Investment Advisory, LLC$713,422$523,651,928$0$523,651,928
27JBJ Investment Partners, LLC$312,064$450,158,560$56,008,784$506,167,344
28RVW Wealth LLC$293,717$483,163,637$0$483,163,637
29Galecki Financial Management Inc$261,428$449,134,090$0$449,134,090
30CCG Asset Management, LLC$8,638,615$440,569,345$0$440,569,345
31T.O.S. Advisors$8,523,097$400,585,547$0$400,585,547
32Harbour Capital Advisors$2,042,640$392,186,807$0$392,186,807
33Fitzroy Investment Advisors LLC$1,146,297$0$392,033,459$392,033,459
34Balboa Wealth Partners, Inc.$716,509$377,600,000$0$377,600,000
35Sage Rhino Capital LLC$413,997$352,725,480$0$352,725,480
36Peninsula Wealth$550,948$325,258,000$26,798,000$352,056,000
37Independent Family Office$2,978,424$251,508,978$91,009,816$342,518,794
38Providence Wealth Advisors$391,176$332,500,000$0$332,500,000
39Lexngton Research and Capital Group$2,036,845$325,895,251$0$325,895,251
40Financial Solutions Advisory Group$507,414$308,000,000$0$308,000,000
41Hopwood Financial Services, Inc.$515,728$307,889,885$0$307,889,885
42Conway Jarvis$1,207,792$279,000,000$0$279,000,000
43Wolf Group Capital Advisors$459,541$269,320,932$8,701,575$278,022,507
44Occidental Asset Management, LLC$450,000$270,000,000$0$270,000,000
45Havenshare Financial, LLC$23,845,816$0$262,303,971$262,303,971
46Haymarket Wealth Management LLC$1,810,468$59,074,624$196,201,392$255,276,016
47Chequers Financial Management LLC$1,034,431$226,031,194$17,060,056$243,091,250
48Aston Capital Management$38,333,333$30,000,000$200,000,000$230,000,000
49Eagle Bay Advisors LLC$990,589$218,920,120$0$218,920,120
50Taylor Financial Group, Inc.$251,026$217,388,527$0$217,388,527
Next Page »

Showing 1 to 50 of 86 entries

Page 1 | 2

Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology:InvestmentNews qualified 2,172 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2018. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2017, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) not one who is an insurance company or agency.

Database last updated on June 11, 2018.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.