RIA Data Center

Use this interactive rankings tool to find key information on fee-only registered investment advisory firms*.

Sort by business name or assets under management, or use the filters offered to tailor the entire RIA universe to your liking.

Rank Business Name Avg. account AUM Discretionary AUM Non-discretionary AUM Total AUM
1Fisher Investments$1,090,233$71,789,691,574$0$71,789,691,574
2Summit Rock Advisors$108,396,781$5,368,439,800$6,446,809,300$11,815,249,100
3Pinnacle Associates, Ltd.$1,514,695$6,098,162,000$0$6,098,162,000
4Fiduciary Counselling Inc$3,387,784$2,376,259,544$2,400,515,353$4,776,774,897
5Adviser Investments$459,057$4,651,250,142$71,071,057$4,722,321,199
6Finaccess Advisors$31,101,738$0$4,354,243,282$4,354,243,282
7Personal Capital Advisors Corporation$143,110$4,344,382,261$0$4,344,382,261
8The Bollard Group$7,238,441$3,821,742,628$50,823,423$3,872,566,051
9Chilton Investment Services$2,444,679$3,768,672,000$23,025,000$3,791,697,000
10Becker Capital Management, Inc.$3,354,238$3,508,533,410$0$3,508,533,410
11H.M. Payson$1,120,369$2,430,123,028$466,031,738$2,896,154,766
12CM Wealth Advisors Inc.$5,308,681$2,384,999,121$253,415,222$2,638,414,343
13Mainstay Capital Management$618,415$2,030,668,437$183,258,979$2,213,927,416
14Westmount Asset Management$616,215$2,078,654,707$55,913,751$2,134,568,458
15Exencial Wealth Advisors$603,704$1,588,891,630$225,842,808$1,814,734,438
16Welch Hornsby, Inc.$3,928,277$1,736,298,531$0$1,736,298,531
17Pure Financial Advisors, Inc.$208,786$1,689,990,002$13,912,450$1,703,902,452
18Aureus Asset Management$4,187,192$830,000,000$870,000,000$1,700,000,000
19Northcoast Asset Management LLC$276,340$1,614,144,498$66,000,000$1,680,144,498
20Evensky & Katz/Foldes Financial Wealth Management$405,889$1,589,812,137$2,083,855$1,591,895,992
21Wealthcare Capital Management LLC$206,246$1,483,789,398$48,208,880$1,531,998,278
22Leavell Investment Management, Inc.$1,146,570$1,507,738,955$0$1,507,738,955
23Paratus Financial, Inc.$647,400$170,097,779$1,307,915,921$1,478,013,700
24F.L.Putnam Investment Management Co.$977,462$1,460,502,733$1,780,398$1,462,283,131
25Century Management$1,191,505$1,416,699,257$0$1,416,699,257
26Ashfield Capital Partners$3,457,736$1,115,303,564$288,537,172$1,403,840,736
27Parallel Advisors$264,275$1,377,402,531$0$1,377,402,531
28Courier Capital, LLC$1,087,362$1,024,875,577$304,968,292$1,329,843,869
29M. Griffith Investment Services, Inc.$487,260$436,052,178$825,951,570$1,262,003,748
30RTD Financial Advisors Inc$2,212,707$1,218,530,563$31,648,914$1,250,179,477
31Smith, Salley & Associates$1,573,574$1,227,387,998$0$1,227,387,998
32Motley Fool Wealth Management, LLC$318,478$1,201,935,670$0$1,201,935,670
33Colorado Financial Management$1,672,605$1,169,610,634$2,885,705$1,172,496,339
34The Mosaic Financial Group$2,033,629$785,853,792$385,516,473$1,171,370,265
36True North Advisors$2,728,724$1,123,511,913$8,908,397$1,132,420,310
37Legacy Wealth Management Inc$421,320$996,545,743$75,293,076$1,071,838,819
38Sweetwater Investments Inc$5,802,826$557,849,226$498,265,149$1,056,114,375
39SFMG Wealth Advisors$299,656$1,024,861,708$27,828,627$1,052,690,335
40Nottingham Advisors Inc.$499,255$1,026,468,021$0$1,026,468,021
41Veris Wealth Partners$569,352$881,185,666$144,217,218$1,025,402,884
42Raub Brock Capital Management, LP$260,067$877,627,261$122,849,435$1,000,476,696
43Cornerstone Advisory$549,067$986,645,018$4,420,245$991,065,263
44Heritage Investment Group, Inc.$663,306$986,335,935$0$986,335,935
45FBB Capital Partners$384,308$909,722,371$67,958,291$977,680,662
46The Wealth Consulting Group$198,863$974,431,085$0$974,431,085
47California Financial Advisors$402,071$655,885,773$305,868,325$961,754,098
48Atlas Private Wealth Management, LLC$259,753$900,304,239$0$900,304,239
49Laurel Wealth Advisors, Inc.$228,580$593,024,189$271,920,950$864,945,139
50Opus Capital Management$2,706,740$731,044,651$129,698,767$860,743,418
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Showing 1 to 50 of 335 entries

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Purchase the data and information contained in the RIA Data Center in an Excel spreadsheet.

For more information about the RIA Data Center, please contact InvestmentNews Data.

Reprints: For reprints of these rankings, please contact Laura Picariello.

*Methodology: InvestmentNews qualified 1,937 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of November 1, 2017. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after January 1, 2016, (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during its most recently completed fiscal year, (5) no more than 50% of amount of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Database last updated on December 11, 2017.


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